Known
Invincible Ignorance and Moral Responsibility:
When
We Know That We Don't Know
John
F. Morris
In his Nicomachean Ethics, Aristotle
argues that when a human agent has acted in ignorance of any of the particular
circumstances surrounding an action, then the agent is said to have acted
involuntarily and so is not "fully" responsible for her or his action.1 However, what would happen if we knew that we
did not know all of the relevant moral facts of a given situation? Or, what if
it was apparent that there was no way for any human being to know such facts in
a given situation that is, if we faced an invincible ignorance? Excluding cases
of emergency when there is not sufficient time to deliberate on a proper course
of action, could an agent still act while fully aware of such ignorance?
I believe this is an important question
for our times. Humanity is in a peculiar place in history today, in which we
find that our technological possibilities far outreach our understanding of
them. The implications of what we do not know about our technology and its
effects are becoming more and more apparent. Consider the following
observations from Dr. Jared Goldstein in his 1990 article titled
"Desperately Seeking Science: The Creation of Knowledge in Family
Practice":
With uncertainty all around me, I
sometimes long for the security that science appears to offer. Unfortunately,
science can no longer offer the comfort that I need. Positivism has long since
given way to probability. Modern science has discarded traditional notions of
certainty, but the applied sciences have failed to fully absorb the message. An
ordered, deterministic universe of accurate diagnosis and definitive treatment
will always be just beyond my grasp. My patient's fears fall through the cracks
of the probabilistic certainty that remains.2
The uncertainty involved within the
field of medicine is but one of many examples we could reflect upon. All around
us, technology offers us the promise and assurance of a better life. But, do we
really understand our technology, and the consequences that will follow from
its continued development and use? In the arena of research and development, it
is openly admitted that we do not really grasp the fullness of what we are
doing in something like the Human Genome Project. Does our lack of knowledge
here diminish or remove responsibility for what we are doing?
Our present situation is further
complicated by the plurality of ethical approaches being used to solve moral
dilemmas today. Well meaning, intelligent, conscientious people are reaching
deeply opposed conclusions on issues such as genetic engineering and abortion.
As Vernon Bourke noted in the late 1960s, "Ethics has reached a point of
crisis, when many of the experts admit that their judgments are no more valid
than the opinions of the man in the street."3
This "crisis" has only intensified in the 30 years since Bourke wrote
this statement, and is realized in the inadequacy of contemporary theories of
ethics to provide adequate answers for current moral dilemmas. One positive
aspect of our contemporary "crisis" has been the renewed interest in
the classic ethical texts, such as those of St. Thomas Aquinas, to see how they
can illumine our ethical studies today. It is in this spirit that I appeal to
the work of Aquinas and examine his position on ignorance and its effects on
human responsibility in moral decision making.
First, I will make some preliminary
remarks about St. Thomas's epistemology. Central to this will be a discussion
of the difference in certitude between speculative and practical knowledge. I
will then explore several key aspects of Thomistic ethics, which, I believe,
provide a clear guide for human agents when faced with difficult moral
situations involving unknowns. Drawing on Thomistic texts, I will suggest that
the most appropriate way for human beings to respond when aware of ignorance or
doubt is to base moral decisions upon the strongest evidence available. In that
way, a human agent can never knowingly and willingly hide behind ignorance.
This conclusion flows from the very nature of Aquinas's thought true
"human" action must always be based upon reason. I will conclude my
paper by discussing the practical value of the Thomistic position for today. I
believe that a Thomistic approach, when fully understood and appreciated, gives
valuable insight into managing our growing technology.
1 Aristotle, Nicomachean
Ethics, trans. W.D. Ross in The Basic Works of Aristotle, ed. Richard McKeon
(New York: Random House, Inc., 1941 ), p. 966.
2 Jared Goldstein,
"Desperately Seeking Science: The Creation of Knowledge in Family Practice,"
Hastings Center Report, vol. 20 (Nov/Dec, 1990), p. 28.
3 Vernon J. Bourke, Ethics in
Crisis, (Milwaukee: The Bruce Publishing Company, 1966), p. xiii.
4 Thomas Aquinas, Summa
Theologiae, I. q. 76, a. I, sed contra.
Preliminary
Remarks on Knowledge
For St. Thomas, that which makes humans
different from the other animals is our reason. As he notes in the Summa
Theologiae, Question 76, article 1: "the difference which constitutes man
is rational, which is applied to man on account of his intellectual
principle."4 And so, as Vernon
Bourke notes in his work, Ethics, when a human being, "acts reasonably, he
acts in accord with his own formal nature."5
And yet, Aquinas does not insist that human beings are purely intellectual
beings. Rather, Aquinas holds that the human being is a composite of matter
(our physical body) and substantial form (our intellectual soul). The soul
informs the whole body, not just one organ, and as such it is the substantial
form or essence of the whole human person.6
This view is known as the hylomorphic understanding of the human being.7
An important characteristic of the
hylommphic theory is that the union between the human body and soul is one of
harmony and not conflict. In most dualistic theories of the person, there is
the suggestion of a tension between the soul and the body. For Aquinas, the
case is quite different. St. Thomas holds that the human soul is incomplete
when separated from the body, as any form that desires matter is imperfect when
separated from materiality. 8 Aquinas will not insist that the soul cannot
exist without the body indeed, it can for the soul is incorruptible.9 However, this is not a "natural"
state for the soul to exist in, because again, the soul finds perfection only
in union with the body.10
Thus, for Aquinas, the essential
characteristic of humanity is that of an embodied soul. Humanity's place is
found in material creation. And yet, we are different from the rest of material
creation in that we possess an intellect. The notion of embodied soul reveals
the place of humanity in Creation. God knows all things by the Divine Essence.11 Angels do not
know by their essence, yet they do not require a physical body to acquire
knowledge. Though below God, they remain superior to human beings in the order
of rationality.12 Human beings, by virtue of the power of abstraction,
have more perfect knowledge than mere sensing creatures. Yet our knowledge is
intimately caught up in the composite of our intellectual soul and our physical
matter. In the view of St. Thomas, humanity's place in creation is unique:
Accordingly we may consider something
supreme in the genus of bodies, namely the human body equably attempered, which
touches the lowest of the higher genus, namely the human soul, and this
occupies the last degree in the genus of intellectual substances, as may be
seen from its mode of understanding. Hence it is that the intellectual soul is
said to be on the horizon and confines of things corporeal and
incorporeal, inasmuch as it is an incorporeal substance, and yet the form of a
body.13
The
human person spans the distance between pure materiality and pure
immateriality. We live and move between these two realms of reality.
Embodied soul, then, is an
important way of understanding the human person in Aquinas. In any discussion
of ethics, it is crucial to keep this understanding in focus. For St. Thomas,
who we are as human beings plays a role in determining what is morally good for
us to do. As our rationality is what makes us different from the rest of
material creation, our power to know and its limitations will bear upon our
moral decisions. With these remarks made, let us tum to consider more fully
what human knowledge involves for Aquinas.
5 Vernon J. Bourke, Ethics: A
Textbook in Moral Philosophy, (New York: The MacMillan Company, 1951), p. 126.
6 Thomas Aquinas, Summa Contra
Gentiles, Bk. II, Ch.LXXII: "For the proper act must be in its proper
perfectible subject. Now the soul is the act of an organic body, not of one
organ only. Therefore it is in the whole body, and not only in one part,
according to its essence whereby it is the form of the body."
7 This was first suggested by
Aristotle, but developed by Aquinas. Here I am referring to Thomas' recognition
of the "act of existence" which stands in relation to a being's
essence as "act" to "potency." More could be found on this
in Aquinas' short work, On Being and Essence.
8 Summa Contra Gentiles, Bk.
II, Ch.LXXXIII: "Every part that is separated from its whole is imperfect.
Now the soul, since it is a form, as proved above, is a part of the human
species. Consequently as long as it exists by itself apart from the body, it is
imperfect."
9 Ibid., Ch.LXXIX: "For it
was proved above that every intellectual substance is incorruptible. Now man's
soul is an intellectual substance, as we proved: Therefore it follows that the
human soul is incorruptible."
10 Ibid., Ch.LXXXIII.
11 Summa Theologiae, I, q.14,
a.4, sed contra: "in God to be is the same thing as to understand. But
God's existence is His Substance ... Therefore the act of God's intellect is
His Substance." Also, q.84, a.l, responsio: "if there be an intellect
which knows all things by its essence, then its essence must needs have all
things in itself immaterially ... Now this is proper to God, that His Essence
comprise all things immaterially, as effects preexist virtually in their cause.
God alone, therefore, understands all things through His Essence: but neither
the human soul nor the angels can do so."
12 Ibid., q.57, a.2, responsio:
"as man by his various powers of knowledge knows all classes of things,
apprehending universals and immaterial things by his intellect, and things
singular and corporeal by the senses, so an angel knows both by his one mental
power. For the order of things runs in this way, that the higher a thing is, so
much the more is its power unified and far reaching .... Accordingly, since an
angel is above man in the order of nature, it is unreasonable to say that a man
knows by any one of his powers something which an angel by his one faculty of
knowledge, namely the intellect, does not know."
13 Summa Contra Gentiles, Bk.
II, Ch. LXVIII.
Division
of Knowledge: Speculative and Practical
Before discussing the issue of ignorance
and its implications for human action, it will help to first discover what
certitude is for Aquinas. In discussing predestination in Question 6 of his
work, On Truth, St. Thomas offers these remarks:
[C]ertitude of knowledge is had when
one's knowledge does not deviate in any way from reality, and, consequently
when it judges about a thing as it is. But because a judgment which will be
certain about a thing is had especially from its causes, the word certitude has
been transferred to the relation that a cause has to its effect; therefore, the
relation of a cause to an effect is said to be certain when the cause infallibly
produces its effect.14
To
have certainty our knowledge must get to the proper causes of things: where
they carne from, what they are, what their purpose is, how they function, and
so forth.
In considering this point it becomes
clear that not all human knowing attains complete certitude. Realizing human
knowledge was limited in the degrees of certitude it could attain, Aquinas
distinguished those forms of knowledge that yielded complete certainty from
those that did not. One early formulation of this distinction in human
knowledge was laid out in Aquinas's "Foreword" to the Commentary on
the Posterior Analytics of Aristotle:
[T]here is one process of reason which
involves necessity, where it is not possible to fall short of truth; and by
such a process of reasoning the certainty of science is acquired. Again, there
is a process of reason in which something true in most cases is concluded but
without producing necessity. But the third process of reason is that in which
reason fails to reach a truth because some principle which should have been
observed in reasoning was defective.15
In
the mind of St. Thomas, barring any defects in reasoning, human knowledge can
always attain some level of certitude.
Now, to the first process of reasoning
mentioned, the name of speculative knowledge is given. It is called speculative
because it does not directly engage the contingency of reality, but only
considers those principles of reality that are necessary. Since speculative
knowledge deals with necessary things precisely as they are necessary, it
disengages from the materiality of reality, as it were, and considers reality
in its immaterial, necessary components.16
The second process of reasoning is that
of the practical intellect which directs human action. This lacks complete
certitude because the objects of this form of knowledge are contingent. In his
Commentary on the Nicomachean Ethics, Book VI, St. Thomas explains that there
are two divisions of contingent things. There are those concerning what should
be done, what action should be taken. There are also those things concerning
art and making things.17 1t is clear that both of these require some degree of
knowledge and reasoning. Ethics falls under the first category of contingent
things, as it pertains to what actions should be done.
Now one may ask how there can be any
certitude at all with practical reasoning? Even though it involves knowledge,
that knowledge is caught up intimately in the contingent, undetermined activity
of human beings. Although there may not be scientific, demonstrative certitude
in ethics, there can indeed be a proper moral certitude, and there are two
primary things that help secure our certainty.
First, there is a standard employed in
ethics by which actions are judged so as to keep them from being arbitrary. St.
Thomas refers to this standard in several places in his writings, such as in
his commentary on Book II of the Nicomachean Ethics. Aquinas says, "Now
the distinctive form of man is that which makes him a rational animal. Hence,
man's action must be good precisely because it harmonizes with right reason."18 When it comes
to acting, then, to be fully human we must follow our reason. Thus, even though
as embodied beings we are affected by appetite, emotion, belief, opinion, etc.,
we should not act according to these per se, but rather we should act according
to our understanding of the situation and our knowledge of good and bad.
Second, in practical matters our
intellect always begins it's reasoning from universal truths and first
principles. St. Thomas explains in the Summa Theologiae, IaIlae, in his discussion
of human law, that just as science proceeds from first principles, "so too
it is from the precepts of natural law, as from general and indemonstrable
principles, that the human reason needs to proceed to the more particular
determination of certain matters."19 Ethics is not arbitrary. In making practical
decisions, human beings use their knowledge of the world around them, but they
should also appeal to the universal principles of natural law. So, we find
proper moral certitude in making moral decisions by following both right reason
and the universal principles of the natural law. However, this still does not
yield complete certainty in our ethical decisions. Whereas the principles of
natural law are universal and do not admit of variance, it must be admitted
that in the particular situation actions may vary from individual to individual
in some cases, due to the contingency of human activity.20
In his Theory of Knowledge, R. J. Henle,
develops this notion that there are various levels of certitude in human
knowing. First, there is simple, subjective certitude.21 This is
exemplified when someone is simply convinced that something is. true,
regardless of whether or not it actually is true. The person's mind is made up,
so to speak, and the agent feels certain about what is being considered.
Second, there can be objective certitude.22 This is the "determination of the intellect to a
true judgment."23 Now this can be in either of two ways. There is
material objective certitude, which is marked by the presence of objective and
valid evidence in support of the judgment the mind has committed to.24 At this level,
there is reliable evidence present that we can tum to in support of what we are
considering and this gives us certitude. Finally, there can be formal objective
certitude, which occurs when there is objective evidence that is fully
comprehended as such.25 That is, when we know something is true, have
evidence to support our position, and know why the evidence supports our
position, we then have formal objective certitude.
And so, in the Thomistic understanding,
human action will involve deliberation over alternative actions that are not
determined to any fixed course. In this, certitude is found in beginning from
universal principles, and in employing right reason as the standard that guides
the intellect in its deliberation towards the good and away from evil. There is
a difference, then, between speculative and practical knowledge. The end of
scientific inquiry results in a judgment of knowledge about something that is
necessary in the world, and so yields fonnal objective certitude. Practical
reasoning leads to a judgment of action for a particular, contingent situation,
and can yield material objective certitude.26 More could be said regarding the distinctions between
speculative and practical knowledge,27 but for the purpose of this investigation we draw two
conclusions: 1) since morals involve contingent things, human beings cannot
make decisions about such matters in purely scientific terms, expecting
complete certainty, and so the Thomistic system is not purely dogmatic; 2) but
we cannot conclude therefore that morality is arbitrary and has no certitude,
for there are guidelines for human action which are universal and certain
principles.
Knowledge is therefore crucial in human
moral decision making. So much so, that the lack of knowledge will affect both
the truth of our moral judgments, and our responsibility for our actions.
However, it is important to emphasize that even though a lack of knowledge can
be a factor in moral activity, we find that human agents can indeed attain
proper moral certitude.
14 Thomas Aquinas, On Truth. VI., I, q.6, a.3,
Questions IIX, translated by Robert W. Mulligan, (Chicago: Henry Regency
Company, 1952), p. 270.
15 Thomas Aquinas, Commentmy on
the Posterior Analytics ofAristotle, translated by F. R. Lorcher, (New York:
Magi Books, Inc., 1970), p. 2.
16 Jacques Maritain, The Degrees
(){Knowledge, (Notre Dame, Indiana: University of Notre Dame Press, 1995), pp.
3741.
17 Thomas Aquinas, Commentmy on
the Nicomachean Ethics, Bk. VI, lee. 3, trans. C. I. Litzinger, (Chicago: Henry
Regnery Company, 1964), p. 554.
18 Ibid., Bk. II, lee. 2, p.
257. See also, Bk. IV, lec.l, p. 539: in morality, "there is an object, as
it were a mark, on which the man with right reason keeps his eye; and according
to this he strives and makes modifications (i.e., he adds or subtracts) or
considers by this mark what the limit of the middle course is, how it ought to
be ascertained in each virtue. Such a middle course we say is a certain mean
between excess and defect, and in accord with right reason." And, lec.2,
p. 546: "Choice is the appetitive faculty deliberating inasmuch as the
appetitive faculty takes what was pre-considered .... But to counsel is an act
of reason .... Since then reason and appetitive faculty concur in choice, if
choice ought to be good this is required for the nature of moral virtue the
reason must be true and the appetitive faculty right, so that the same thing
which reason declares or affirms, the appetitive faculty pursues. In order that
there be perfection in action it is necessary that none of its principles be
imperfect. But this intellect or reason (which harmonizes in this way with the
right appetitive faculty) and its truth are practical." Also, lee. 2, p.
547: "the appetitive faculty is called right inasmuch as it pursues the
things reason calls true.”
19 Summa Theologiae, Ill, q. 91,
a. 3, responsio.
20 Ibid., q. 94, a. 6,
responsio: "the natural law is altogether unchangeable in its first
principles: but in its secondary principles, which ... are certain detailed
proximate conclusions drawn from the first principles, the natural law is not
changed so that what it prescribes be not right in most cases. But it may be
changed in some particular cases of rare occurrence, through some special
causes hindering the observance of such prescripts .... " Also, a. 4,
responsio: 'Thus it is right and true for all to act according to reason: and
from this principle it follows as a proper conclusion, that goods entrusted to
another should be restored to their owner. Now this is true for the majority of
cases: but it may happen in a particular case that it would be injurious, and
therefore unreasonable, to restore goods held in trust, for instance if they
are claimed for the purpose of fighting against one's country. And this
principle will be found to fail the more, according as we descend further into
detair .... "
21 R. J. Henle, A Theory of Knowledge,
(Chicago: Loyola University Press, 1983), p. 262.
22 Ibid., p. 263.
23 Ibid.
24 Ibid.
25 Ibid., p. 264.
26 Commentmy on the Nicomachean
Ethics, Bk. VI, lec.2, op. cit., p. 547: "the practical intellect has a
beginning in a universal consideration and, according to this, is the same in
subject with the speculative, but its consideration terminates in an individual
operable thing."
27 I would refer anyone who
would like to pursue the distinctions between speculative and practical
knowledge to John E. Naus, and his work, The Nature ofthe Practical Intellect
According to Saint Thomas Aquinas (Rome: Universita Gregoria, 1959). It was an
extremely helpful resource.
Ignorance
and Practical Knowledge
Our discussion has led us to the
following questions. First, how does ignorance affect the human act in general,
by making it more or less voluntary? Second, how does ignorance affect the
responsibility for moral action?
As to the first, we find St. Thomas
examining ignorance in the Summa Theologiae, III, Question 6, article 8. Here
he notes three ways in which ignorance affects human actions: "in one way,
concomitantly; another, consequently, in a third way, antecedently."28 Ignorance is
concomitant with volition when some ignorance of the circumstances is present,
but the agent was so bent on acting that, even had the missing knowledge been
present, it would not have made any difference. This type of ignorance has no
real bearing on the act itself, but merely accompanies the action. Such
ignorance does not make the act involuntary, but more precisely non-voluntary.29 This is
because the will cannot properly choose what is unknown.
Ignorance is consequent with volition
when an agent purposefully chooses to remain ignorant of a situation so as not
to be held responsible. This is the ever popular "ignorance is bliss"
approach to life. This state of ignorance is clearly chosen by the agent, and
so is voluntary. In addition, ignorance is consequent with willing when an
agent could or ought to have the specific knowledge that is lacking this is the
case of negligence. An action performed out of negligence is voluntary, then,
because it could and should have been avoided by the agent.
The final type of ignorance is the only
one that can cause an involuntary action in a human agent.30 Antecedent
ignorance precedes the willing of the action, but the ignorance itself is not
willed. Such ignorance primarily involves those things that an agent is not
bound to know. In these cases, if the particular missing fact or circumstance
were known, then the agent would not have performed the action, but there is no
reason why the agent should have that knowledge. And so, antecedent ignorance
impedes the freedom of the agent's choice.
In regard to human action, then,
ignorance can reduce the voluntariness of action. Bourke summarizes this in the
following way: "The perfection of the voluntary act is directly dependent
on the perfection of the agent's rational knowledge of the end and of the
things conducive to the end. Where such knowledge is more or less lacking, the
agent is more or less imperfect in his voluntariness."31 And, since
ignorance in some cases detracts from voluntariness, it can also diminish one's
moral responsibility. But with this goes a serious charge. Since, for Aquinas,
all things long for fulfillment and completion, one goal for human beings will be
to act in a fully human way.32 As rational, then, human beings must seek knowledge
of those things we are bound to know prior to making moral decisions. St.
Thomas was quite aware of the tendency in human beings to use ignorance as a
means of hiding from responsibility.33 But hiding behind ignorance does not fulfill what it
is to be human. Since we are endowed with reason, human beings are obliged to
know where we stand in relation to the world. In understanding our place in
creation, we recognize that our decisions should not only consider our own,
personal good, but the common good and the good of humanity as a species, as
well as God's eternal law.34 Our reason compels us not to move in ignorance of any
of these relationships. In the Thomistic view, then, there is a strong
commitment to the knowledge that human beings can attain, as that knowledge
provides the means of ordering our practical actions to their proper ends.
These considerations are important for
determining human responsibility for action. For Thomas, only fully human acts
merit moral praise or blame:
[T]hose actions alone are properly called
human, of which man is master. Now man is master of his actions through his
reason and will; whence, too, the freewill is defined a faculty of will and
reason. Therefore those actions are properly called human which proceed from a
deliberate will. And if any other actions are found in man, they can be called
actions of a man, but not properly human actions, since they are not proper to
man as man.35
So,
how is an agent's responsibility affected when an action is performed in
conjunction with these various forms of ignorance? This issue of responsibility
is discussed more fully in the Summa Theologiae, III, Question 76, under the
aspect of sin. First, Aquinas clarifies the case of concomitant ignorance,
which merely accompanies an action. St. Thomas notes that if an agent would
have performed a particular action whether there was full knowledge or not, the
ignorance has no bearing on the responsibility of the agent, as it merely
accompanies the action performed. If a thief breaks into a house no matter what,
then not knowing if anyone is at home becomes unimportant, and so does not
detract in any way from the responsibility of the thief for the action.
St. Thomas then turns to a more thorough
consideration of consequent ignorance and how it bears upon moral
responsibility. In the second article of Question 76 Aquinas explains that
there are some things we are bound to know, such as the things regarding the
law and our social and political duties. Ignorance of this type involves
negligence, since the agent does not attempt to know all of the particulars of
the action being considered. To the degree that an agent fails to seek
knowledge when an obligation to do so is present, or avoids it altogether,
voluntariness remains and responsibility is not excused. Such an action goes
against right reason, and so is a disordered act. However, there are other
things human knowers could know but are not bound to know, such as mathematics
or science. Certainly any human being has at least the potential to know these
things, but the lack of knowledge of them will not be a source of sin because
no obligation is present, and so responsibility is lessened.
St. Thomas adds a further distinction to
the types of ignorance in this discussion that was not present earlier, namely
invincible ignorance: "such like ignorance, not being voluntary, since it
is not in our power to be rid of it, is not a sin: wherefore it is evident that
no invincible ignorance is a sin."36 It would seem the reason for this is that an agent
faced with invincible ignorance has no way of gaining the knowledge that is
lacking, and so cannot make a voluntary choice. But what constitutes an
invincible ignorance? St. Thomas does not list what qualifies as invincible.
However, some light can be shed upon this issue by reference to I, Question 86.
Here Aquinas points out two things that the human intellect cannot know. First,
the human intellect cannot have knowledge of the infinite precisely as it is
infinite.37 Hence,
we can never fully understand God, as the Divine Essence is infinite. Second,
the human intellect cannot have knowledge of the future in itself.38
Now, it would seem that this could open
the door for claiming invincible ignorance of all human action since every
action is future to our deciding upon it and so is fully unknowable. But St.
Thomas counters any such claims:
The future cannot be known in itself
save by God alone ... but forasmuch as it exists in its causes, the future can
be known by us also. And if, indeed, the cause be such as to have a necessary
connection with its future result, then the future is known with scientific
certitude, just as the astronomer foresees the future eclipse. If, however, the
cause be such as to produce a certain result more frequently than not, then can
the future be known more or less conjecturally, according as its cause is more
or less inclined to produce the effect.39
Human
beings can indeed have some knowledge of the future because they can acquire
knowledge of the proper causes of things discovered in reality. When the causes
of necessary things are known, the result is scientific knowledge that is
necessarily true. When the causes of things that are not necessary are known,
certitude is had to the degree that there is some objective evidence to support
one's conclusions. If we can understand the causes at work, then we have some
evidence upon which to base our decisions about future actions. The presence of
such evidence allows us to have some level of material objective certitude.
And so, we can draw an important
conclusion regarding human responsibility when faced with an apparent
invincible ignorance. If one truly finds some fact wanting or unknowable in a
situation, there is still one final recourse, as opposed to acting upon the
ignorance as such. "Conjectural knowledge," which admittedly lacks
complete certainty, is still more proper grounds to base a moral decision upon
than any claim to ignorance of the situation. Such knowledge is not arbitrary,
but attains material objective certitude to the extent that the evidence given
reasonably supports the conclusions of the agent.
St. Thomas expresses this same point in
another way in II-II, Question 70. When discussing the evidence given by
witnesses in court cases, he writes:
[I]n human acts, on which judgments are
passed and evidence required, it is impossible to have demonstrative certitude,
because they are about things contingent and variable. Hence, the certitude of
probability suffices, such as may reach the truth in the greater number of
cases, although it fail in the minority.40
What
the moral agent appeals to is not the mathematical probability of what will be
the odds of something happening. Rather, an agent gathers the available
evidence to discover what is most probably true in a moral situation.
Ethical decision making is not a gamble
of odds, but an appeal to the strength of the evidence available as a guide in
the face of uncertainty. And so, I do not interpret Aquinas as appealing to
probability in the mathematical sense, but rather he is concerned with
knowledge and evidence. Even when there may be a situation where we are aware
that we do not "know" all of the circumstances, humans are faced with
an obligation, which befits our nature, to consider similar situations as well
as the evidence given by others to form some type of certitude upon which to
act. This position also remains consistent with the recognition of moral
absolutes, because moral absolutes serve as part of the evidence to which a
moral agent will appeal in making a moral decision.
In the end, I believe the above
considerations show that there can never be a case of known invincible
ignorance." To truly be faced with an unconquerable ignorance, one could
not be aware of such a lack of knowledge prior to acting. If one were aware,
then one would be obligated as time allows to gather as much knowledge as
possible to form some level of material objective certitude. If one cannot
achieve a reasonable level of certitude, then one must not perform the action
to do so would be a case of negligence, willingly proceeding in the face of
ignorance.
So, we could not say that Adolph
Hitler's parents were immoral because they decided to have children and one of
their children committed terrible crimes against humanity. They had no way of
knowing or predicting what their son would do in the future, and as such were
involuntary agents in producing the leader of the Holocaust. For any agent
faced with such unconquerable ignorance, no responsibility can be assessed. An
agent cannot employ right reason when such ignorance is present. Further, such
ignorance would clearly not be discovered until well after the action. However,
if one wanted to attempt the cloning of a human being in the name of scientific
discovery, without really knowing what consequences will follow one could not
claim this as a case of invincible ignorance and shirk responsibility for the
outcomes. Rather, one would be obligated on both scientific and moral grounds
to act only in reasonable certitude of what will happen, based upon knowledge
and evidence already available. If no certitude could be established, then the
action must be foregone. Simply put, excluding emergency situations, a human
agent should never act without proper knowledge.
28 Summa Thcologiae, I-II q.6,
a.8. responsio.
29 Ibid., "ignorance of
this kind, as the Philosopher states (Ethic. iii. I), does not cause
involuntariness, since it is not the cause of anything that is repugnant to the
will: but it causes non-voluntariness, since that which is unknown cannot be
actually willed."
30 lbid., "Ignorance is
antecedent to the act of the will, when it is not voluntary, and yet is the
cause of man's willing what he would not will otherwise ... Such ignorance
causes involuntariness simply."
31 Ethics: A Textbook in Moral
Philosophy, p. 73.
32 Ibid.
33 Summa Theologiae, III, q. 76,
a. 4, responsio: "it happens sometimes that such like ignorance is
directly willed and essentially voluntary, as when a man is purposely ignorant
that he may sin more freely, and ignorance of this kind seems rather to make
the act more voluntary and more sinful, since it is through the will's
intention to sin that he is willing to bear the hurt of ignorance, for the sake
of freedom in sinning."
34 Ibid., a. 2, responsio:
"all are bound in common to know the articles of faith, and the universal
principles of right, and each individual is bound to know matters regarding his
duty or state."
35 Ibid., q. 1, a.l, responsio.
36 Ibid., q. 76, a. 2, responsio.
37 Ibid., I, q. 86, a. 2, sed
contra: "It is said (Phys. i. 4) that the i1~{inite, considered as such,
is unknown."
38 Ibid., a. 4, sed contra:
"It is written (Eccles. viii. 6, 7), There is a great affliction for man,
because he is ignorant of things past; and things to come he cannot know by any
messenger."
39 Ibid., responsio.
40 Ibid, IIII, q. 70, a. 2,
responsio.
Applications
So what applications do these
conclusions have for today? Let me use just one illustration the current debate
on abortion. Read almost any editorial page, skim through any journal of
ethics, browse over any library shelf all in search of the topic of abortion
and one will undoubtedly recognize the strongly contrasted approaches to this delicate,
but crucial topic. Abortion, of course, is not a wholly new technology. But
important advancements in the technology involved with abortion (such as RU486,
and "emergency contraception") continue to cloud the ethics of this
practice in our country, making it more and more difficult for some to make the
important distinctions necessary to understand exactly what abortion involves.
What seems to be the point of divergence
between those who strongly oppose abortion and those who equally defend it? It
seems too simplistic to say that one group advocates legalized murder, while
the other opposes it indeed, both groups oppose making innocent people suffer.
On the one hand, Baruch Brody argues that whereas it is difficult biologically
to determine exactly when a fetus becomes human, "it surely is not a human
being at the moment of conception, and it surely is one by the end of the third
month."41 Supporters of this position hold that the status of the embryo
changes during pregnancy, and hence the morality of abortion also changes. John
Noonan describes an opposing view: "Once conceived, the being was
recognized as man because he had man's potential. The criterion for humanity,
thus, was simple and all embracing: if you are conceived by human parents, you are
human."42 Finally, there is a third group who would hold that even after
birth, a baby is not a human person because it lacks consciousness and the
ability to relate to other human beings in a meaningful way, and so is devoid
of any right to life.43
These conflicting opinions indicate that
a crucial issue of the abortion debate (indeed, perhaps the crucial issue)
involves how the fetus is viewed. The sciences are hesitant to settle the
question because of the lack of what most scientists would consider cold, hard
facts. Veatch reveals this hesitation when he writes: "It is logically
impossible to offer a strictly biological argument for the status of the fetus,
although it may be possible to claim that some biological event, such as
conception, implantation, or the beginning of breathing, is the factor that
ought to be given moral significance."44 But even recognizing the hesitation of the sciences
to fommlate a decisive position, Lisa Sowle Cahill, in discussing the use of
the RU 486 pill, notes that there is still a choice involved which ends the
life of the embryo, regardless of its status, the responsibility of which even
early abortion cannot, and should not, remove.45 Even those who will insist the fetus is not a human
being and has no rights must admit that abortion is not simply a matter of how
a woman wishes to care for her body. Abortion is the choice to terminate (at
the very least) a "potential" human being.
What, then, are we to do in the face of
such conflicting positions over the status of the fetus? If ethicists and
scientists cannot agree on this issue does this mean we are facing a case of
invincible ignorance? Consider the following excerpts from the 1989 Webster v.
Reproductive Health Services case, which came before the United States Supreme
Court. In his oral argument for Reproductive Health Services, Frank Susman was
insisting for the prochoice side that abortion was a "fundamental
right" of a woman. Susman partly argued that the Constitution supported a
woman's right to an abortion. But Susman also recognized the lack of scientific
certitude in determining the humanity of the unborn. Since no one knew for
sure, a woman should be the sole person to decide when a fetus was a human or
not. Justice Scalia objected to this line of reasoning. The record of the
discussion between Scalia and Susman pmirays the striking divergence of opinion
that arises over the uncertainty of the status of the unborn:
JUSTICE
SCALIA: Let me inquire. I can see deriving a fundamental right from either a
long tradition that this, the right to abort, has always been protected. I
don't see that tradition, but I suppose you could also derive a fundamental
right just simply from the text of the Constitution, plus the logic of the
matter or whatever.
How can you derive it that way here
without making a determination as to whether the fetus is a human life or not?
It is very hard to say it just is a matter of basic principle that it must be a
fundamental right unless you make the determination that the organism that is
destroyed is not a human life. Can you as a matter of logic or principle make
that determination otherwise?
MR.
SUSMAN: I think the basic question and, of course, it goes to one of the
specific provisions of the statute as to whether this is a human life or
whether human life begins at conception not something that is verifiable as a
fact. It is a question verifiable only by reliance upon faith.
It is a question of labels. Neither side
in this issue and debate would ever disagree on the physiological facts. Both
sides would agree as to when a heartbeat can first be detected. Both sides
would agree to when brain waves can first be detected. But when you come to try
to place the emotional labels on what you call that collection of physiological
facts, that is where people part company.
JUSTICE
SCALIA: I agree with you entirely, but what conclusion does that lead you to?
That, therefore, there must be a fundamental right on the part of the woman to
destroy this thing that we don't know what it is or, rather, that whether there
is or isn't is a matter that you vote upon; since we don't know the answer,
people have to make up their minds the best they can.
MR.
SUSMAN: The conclusion to which it leads me is that, when you have an issue
that is so divisive and so emotional and so personal and so intimate, it must
be left as a fundamental right to the individual to make that choice under her
then attendant circumstances, her religious beliefs, her moral beliefs, and in
consultation with her physician.46
The
uncertainty regarding the humanity of the unborn is openly admitted by both
gentlemen in their discussion. How should a moral agent act regarding abortion in
the face of such uncertainty? Susman indicates that the very presence of
uncertainty on this issue secures the right of the woman as the only one who
can make the decision to terminate a fetus. But is this the most appropriate
way for human moral agents to act? What we have to ask is whether or not itis
reasonable (right reason) to base a strong, positive right to control one's
body to the extent that certain people can determine the humanity of the unborn
upon their personal belief and be both legally and morally justified, all upon
an uncertainty a lack of knowledge? Or, is it reasonable to protect the fetus
as human life, regardless of whether it ever achieves its full potential? A
woman contemplating an abortion, or a doctor contemplating doing such a
procedure cannot simply say they do not know for sure what we are doing.
Employing the natural law approach laid out earlier, we need to examine those
facts that we do know even if they only yield material objective certitude and
follow the strongest evidence at hand.
In this regard, John Noonan offered the
following argument against abortion:
If a fetus is destroyed, one destroys a
being already possessed of the genetic code, organs, and sensitivity to pain,
and one which had an 80 percent chance of developing further into a baby
outside the womb, who, in time, would reason.... It is this genetic information
which determines his characteristics, which is the biological carrier of the
possibility of human wisdom, which makes him a self-evolving being. A being with
a human genetic code is man.47
Noonan
first made this argument in 1970. The advances in genetic research and the
Human Genome Project, however, have clearly added to the strength of this
argument today. An appeal to genetic evidence reveals that an embryo, from
conception on, has all that it ever needs to develop as a human being. How,
then, can we see it as anything less than human? Yet, the 1975 argument of
Baruch Brody, which had objected that the genetic argument was still
inconclusive from a scientific perspective, continues to reign (as we read with
Frank Susman and prochoice advocates). Brody's point was that the mere presence
of human genetic information does not "prove" that human
"life" is present. And so he pursues other avenues for arguing
against abortion.48 But in the absence of scientific certitude, one must
consider the evidence that is available. What Noonan indicates is that every
fertilized human egg by possessing its genetic information has the potentiality
of full human life. This is an important point. No one denies that once
conceived a fetus will become nothing but human if nurtured. However, this is
often glossed over as a trivial point. But this is evidence! The
"collection of physiological facts" that Susman mentions, facts such
as the presence of genetic information, represent evidence that a human agent
must recognize before making a moral decision. Right reason will direct an
agent to recognize that the fertilized egg from conception on contains the full
potentiality of a human being a potentiality that is, and will continue to be,
developing. All of the possibilities of that human being in all of its
uniqueness are present in those first cells. This is evidence that can guide
our moral decisions. This is evidence that can give us moral certitude in
recognizing that abortion ends a human life.
41 Baruch Brody. Abortion and
the Sanctity of Human Life, (Cambridge: The MIT Press, 1975), p. 112.
42 John T, Noonan, Jr. "An
Almost Absolute Value in History," in The Morality of Abortion, ed. John
T. Noonan, Jr., (Cambridge: Harvard University Press, 1970), p. 51.
43 J. C. Willke and Dave
Andrusko, "Personhood Redux," Hastings Center Report, val. 18,
(Oct/Nov, 198S), p. 32. One might also think of Peter Singer's 1979 text,
Practical Ethics, as well as his more recent work.
44 Robert Veatch, Case Studies
in Medical Ethics (Cambridge: Harvard University Press. 1977), p. 170.
45 Lisa Sowle Cahill "’Abortion
Pill' RU 486," Hasting Center Report, vol. 17, (Oct/ Nov, 1987), p. 8.
46 From the "Oral argument
of Frank Susman on Behalf of the Appelles," Wehster 1'. Reproductive
Health Services (1989). in Landmark
Briefs and Arguments of the Supreme Court of the United States: Constitutional
Law, edited by Philip B. Kurland and Gerhard Casper, (Frederick, Maryland:
University Publications of America, 1990), pp. 944-45.
47 "An Almost Absolute
Value in History," p. 57.
48 Abortion and the Sanctity of Human Life,
p. 91.
Conclusions
A Thomistic approach indicates that the
proper way for human agents to act when faced with an uncertain situation is to
follow the strongest evidence available. Although this approach does not yield
absolute or scientific certitude, it does give the human agent a proper moral
certitude regarding her or his action. To follow the strongest evidence
available is the only proper way for a human agent to act in any uncertain
situation. That is, basing our moral decisions upon the evidence that we do
have is the only way to act properly as rational, responsible moral agents.
An approach like this demands much from
people. It calls us into a dynamic of reasoning, understanding, investigating,
and judging. However, it does bridge the gap between an overly dogmatic
approach, and a loose "do as you will" approach to life. It avoids
dogmatism by requiring us to recognize that human activity is not determined to
any one course, but must be reasoned out. It avoids emotivism by showing that
what humans do must not be arbitrary, but rather must follow right reason to be
fully human. The natural law approach of Thomas Aquinas puts a great
responsibility upon humanity in moral decision making.
This investigation clearly does not
answer all of the uncertain moral dilemmas that humanity will be faced with.
However, I believe that the method of Aquinas sheds light on the confusion of
ethics today. By focusing on right reason and the importance of following the
strongest evidence when faced with uncertainty, St. Thomas challenges us to be
fully human in every action we undertake even when they involve difficult and
controversial cases.
So when you know that you do not know
find out! If you cannot find out, don't do it!
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