Position and Patronage
in the Early Church: The Original Meaning of ‘Primacy of Honor’
Brian E. Daley
'The Bishop
of Constantinople shall have the primacy of honor after the Bishop of Rome,
because Constantinople is new Rome.' This terse sentence, tantalizing both in
what it implies and in what it leaves unexplained, is the full text of canon 3
of the First Council of Constantinople (381), as it is usually translated into English.1 Like the six other canons attributed to that
Council (three of which are probably the work of later gatherings), it seems to
have had only limited authority in the early Church, until a caucus of the
Eastern bishops participating in the Council of Chalcedon seventy years later
appealed to it in the famous resolution that came to be known as that Council's
28th canon—a text that set out to define the primacy of the see of
Constantinople more closely, among the churches of the Eastern Empire.2 Yet in the centuries that followed, as both
the Eastern and the Western Churches struggled to identify and shape,
theologically and canonically, the structure and norms of ecclesial authority,
this third canon of Constantinople I, along with its interpretation in the 28th
canon of Chalcedon, has remained fundamentally important, both for denning the
terms of Church leadership and for identifying the relationship of its
traditional centres.
To most
people today, a 'primacy of honor' doubtless suggests a status of eminence and
a role of leadership that is purely ceremonial: a mark of public recognition
without practical rights or duties, much like honorary citizenship, an honorary
fellowship in a college, or an honorary degree. So most modern authors who discuss
these early canons tend to assume that a 'primacy of honor' is a position of
moral leadership: a sign of traditionally recognized auctoritas or
prestige, as distinguished from effective decision making or juridical power
within the structures of Church institutions—in other words, as distinguished
from jurisdiction.3
This also
seems to have been what it suggested, first of all, to the great
twelfth-century Byzantine canonists. Joannes Zonaras, for instance, in arguing
that the placing of the Bishop of Constantinople 'after the Bishop of Rome'
cannot have a simply chronological meaning (as Alexios Aristenos and others
argued), but that it must refer in some way to their relative rank in the universal
Church, observes that it would be impossible for both 'thrones' to possess
exactly equivalent honor (tinf]): someone, after all, must be named first in the
Eucharistic anaphora and sit in the first place at synods, and someone's name
must appear first on conciliar documents.4
And Theodore Balsamon, in a comment on canon 28 of Chalcedon, lists as the
privileges (7rpov6|iia) of the Bishop of Rome several of the ceremonial
distinctions accorded the Pope in the ninth-century 'Donation of Constantine':
the right to wear a Phrygian cap and a chain of office, for instance, or to carry
a sceptre and walk in procession preceded by banners, or to ride a horse—all
quasi-imperial honors Balsamon wistfully wishes his own Patriarch might be
allowed to claim as well.5 By modern
standards, these clearly fall into the category of 'purely honorary'
privileges.
As always,
however, there is a danger here of reading back into the decisions of the
fourth and fifth centuries distinctions that are meaningful only in the context
of a later Church and a later civil society. However important it may be to
distinguish between personal or moral 'authority' and canonical or structural
'jurisdiction' in the Churches and constitutional republics of today, one cannot
simply assume that such distinctions hold good for the traditions and
legislation of the Patristic age. I believe, in fact, that in the mind of the
ancient Hellenistic and Roman world, 'honor' and actual influence on the course
of events within society were not so easily separated from each other, and that
the 'primacy' these canons ascribe to the bishops of both Rome and Constantinople
among their episcopal colleagues must be understood, in their original context,
as having clearly practical, even juridical implications.
1 The
translation here is that of W. A. Hammond, in Creeds, Councils and Controversies,
J. Stevenson (Seabury: New York, 1966), 148. For the Greek text, see
Centro di Documentazione, Istituto per le Scienze Religiose (Bologna), Conciliorum
Oecumenicorum Decreta (Freiburg, etc., 1962) (hereafter: COD) 28, 11.
14-19. This collection has newly been republished with facing English
translation: N. P. Tanner (ed.), Decrees of the Ecumenical Councils, 2 vols.,
(London and Washington, 1990) (hereafter: Tanner). For can. 3 of Constantinople
in this collection, see p. 32.
2 The Papal
delegates at Chalcedon first responded to the use of can. 3 of Constantinople
by suggesting it did not form part of the received collection of conciliar
decisions: ACO II, 1, 453 f. For the history of the text of the canons of
Constantinople I, and of their later inclusion in canonical collections of the
Eastern and Western Churches, see A. Michel, 'Der Kampf um das politische oder
petrinische Prinzip der Kirchenfuhrung', in Das Konzil von Chalkedon 2, A.
Grillmeier and H. Bacht (Wurzburg, 1953), 495-99; I. Ortiz de Urbina, Nicee et
Constantinople (Paris, 1963), 206; A. M. Ritter, Das Konzil von Konstantinopel
und sein Symbol (Gottingen, 1965), 92; 'II secondo concilio ecumenico e la sua
recezione. Stato della ricerca', Cristianesimo nella storia 2 (1981), 341—65.
3 See, for
example, the classic statement of J. Meyendorf: 'L'autorite de ces Eglises
[i.e., those recognized in these canons as having a 'primacy of honor'] ne comportait
pas, par elle-meme, de pouvoir juridique: la distinction entre cette autorite
et ce pouvoir est essentielle pour comprendre Porganisation de
l'Eglise ancienne et son evolution.' ('La primaute romaine dans la tradition
canonique jusqu'au Concile de Chalcedoine', Istina 4 (1957), 481.) Among
Roman Catholic authors the same assumption tends to be made; see, for instance,
G. Jouassard, 'Sur les decisions des conciles generaux des IVe et Ve siecles
dans leur rapports avec la primaute romaine', ibid. 490; and more recently,
A. de Halleux, 'Le decret chalcedonien sur les prerogatives de la Nouvelle
Rome', Ephemerides theologicae Lovanienses 64 (1988), 300, 308.
4 Commentary on can. 3 of Constantinople
I (PG 137. 325 C2—7).
5 Ibid. 488
A3—Bn. For the corresponding text in Donatio Constantini 14—16, see C.
Mirbt and K. Aland (eds.), Quellen zur Geschichte des Papsttums und des Romischen
Katholizismus (Tubingen, 1967), 254 f.
I. The Meaning of the Terms
In ancient
Mediterranean societies, the respect of one's neighbors was a prime criterion for determining the value of a person's life. 'Honor' (honos), for the
Romans of Republican times, was not
simply an internal sense of human dignity, an attitude of respect, or an awareness of one's own or another's worth; it was understood to be essentially something
bestowed by other members of
the body politic in recognition of a person's intrinsic virtue and meritorious public actions, in other
words, the result of a public judgement
about someone's value to society.6 Honor
was the grateful recognition not
only of political goodness but of political
service; and the normal means ancient societies had for expressing it was through the bestowal of office:
an institutionalized position of
political responsibility. A city without the ability to elect public officials, in Cicero's view, was
crippled, because it had no way of stimulating
generous displays of public service: 'Where honor is not publicly given, there can be no desire for glory.'7 So both
honos and dignitas-—which suggested the long-term status of a person who is continually given honor—came
to be used, by the Romans, to mean
political office itself: the elected position of influence and power that was a mark of public recognition. Thus the ideal career of a Roman male, who
had enough wealth and social
connections to realize it, was conceived of as a kind of spiral of generous actions and resulting
civic responsibilities: personal excellence
{virtus) showed itself in virtuous public deeds, which were recognized by election to office;
good performance there led to the
more profound recognition of higher offices. 'Honor', habitualized as 'dignity', meant both society's approval and the position of leadership, or even legal
jurisdiction, through which that
approval was normally expressed.
Classical
Greece seems to have shared the same basic assumptions about virtue and its
rewards. Ti(xf|, which we usually translate as 'honor' or 'esteem', was also
used to mean the prerogative of a king8
or an elected office within a democracy. In arguing that only virtuous people
(oi tnieiKEiq) should actually rule (dp^eiv, Kupiouq eivai) in society,
Aristotle concludes: 'Therefore the rest must necessarily be without honor (a.xi[io\)q),
since they are not given the honors of political office; for we call positions
of rule (&PX<X<;) "honors", and if these are the ones who
always rule, the rest must necessarily be "those without honor".'9 The peak of honor, clearly, was to win first
prize in a game or political contest, or to hold first place (TO 7tpa>T£iov):
this was once Athens' role among the cities of the Greek world,10 and was, analogously, the mind's role among
human powers.11 It was natural for a
Greek, then, to equate 'first place' (TOC JtpcoTEia) with 'honor' (TI^T)) and 'glory'
(56£,ot),12 and also to refer to the
leading figures of a city, when exercising their civic functions, as 'the first
people' or 'primates' (oi JtpcoteuovTEi;).13 And
it was natural, too, for early Christian writers to use this same term for the
'headship' of Christ in the universe,14 or
for the role of the bishop as 'head' of the local church.15
/7pecjPeia,
too, was an important term for the position that served as the basis for
practical leadership. Related to the adjective 'old' (rcpeaPix;), it meant,
first of all, 'seniority', and then 'precedence'— authority based on age, which
Aristotle suggests is one of the main sources of parental authority, as well as
'the form of royal rule'.16 Plato uses this notion of precedence in parallel to 'power'
(56vaut<^), when speaking of the 'super-essential' position and causal role of
the Form of the Good17—a passage
Origen alludes to in discussing the essence of God.18 Similarly, the neuter form
of the related adjective (TO TipsciPeiov, T& TtpeapeTa) is regularly used
to mean the rights and privileges that come with seniority: the authority to
judge (E7u8iaKpiv£iv)19 or to rule as king.20
Like other expressions of 'firstness', rcpeapeioc and TA TipeapeTa clearly
imply, for classical Greek authors, a primacy of position that is assumed to
have practical results in terms of social authority: prerogatives that are not merely
honorary in modern terms— but are also real. Rank and power are, for the
ancient Mediterranean mind if not for our own, inseparable from each other.
6 See the
interesting reflections, with abundant sources, of F. Klose, 'Altromische
Wertbegriffe (honos und dignitas)', Neue Jahrbiicher fur Antike und
deutsche Bildung i (1938), 268-78.
7 De lege
agraria 2.91,
speaking of the political paralysis of the city of Capua.
8 E.g.,
Herodian, Historiae 7.10.5 (2nd cent. CE).
9 Politics 3.6.3 (1281a 30—33).
10 Demosthenes, Fourth
Phillippic, Or 10.74.
11 Plato, Philebus
22e, 33c.
12 For a
revealing discussion using all these terms, see Diodorus Siculus, Bibliotheca
Historica 1.1.4-1.2.2; Diodorus suggests that the 'first place' of honor should
really be given to history itself, for making the healthy desire for lasting civic
honor capable of realization.
13 E.g.,
Herodian, Historiae 8.7.2.
14 A striking
example is a passage in the third book of Irenaeus' Adversus Haereses. The
Word of God became visible, comprehensible, even passible, Irenaeus
writes, 'so that, as the Word of God has first rank (princeps est; JtpcoieuEi)
in things that are above the heavens, in spiritual and invisible things, so
also he might have first rank (principatum; itpcoxeoCTT)) in
visible and corporeal things, and that, by taking primacy (primatum; T<i
ItpcoTEia) to himself and making himself head of the Church, he might
draw all things to himself in the proper time' (3.16.6). For a
perceptive study of the ecclesiological implications of this whole family
of expressions, see H. Holstein, '"Propter potentiorem
principalitatem" (Saint Irenee, Adversus Haereses III, 3, 2)',
Reckerches de science religieuse 36
15 Cyprian, for
instance, seems to use primatus not just to mean 'firstness' in temporal
sequence or ceremonial seniority, but to imply some claim to a 'prior' authority
to preach, baptize, and judge within the Churches; this, at least, seems to be
its implication in Epp. 69.8 and 71.3—otherwise there would be no cause for
argument. See J. Le Moyne, 'Saint Cyprien est-il bien l'auteur de la redaction breve de "De Unitate" chapitre 4?'
Revue Benedictine 63 (1953), 107-11. Opposed to this understanding, however, is
M. Bevenot, "'Primatus Petri Datur". St. Cyprian on the Papacy', JTS
5 (1954), 22-25, esP- 24: 'That [primatus] should have the meaning of
"power" in general, or of "episcopal power", seems to have
no roots anywhere in Cyprian.' Bevenot's later interpretation of primatus in
Cyprian's works, however, is more cautious: it 'need not mean "the
primacy", with all its modern overtones. It could imply no more than a certain
priority, usually in time' (Cyprian, De Lapsis and De Ecclesiae Catholicae
Unitate (Oxford, 1971), xiv).
16 Politics 1.5.2 (1259b 12).
17 Republic 6.19 (509b).
18 Commentary
on John 13.21 (123):
SC 222.95 f.
19 Plato, Gorgias
79 (524a).
20 Sophocles, Aegeus,
Fragment 1 (from Strabo 9.601): 'My father decided to go away ..., Giving
me authority over the land
II. The Prerogatives of ‘Old’ and
‘New’ Rome
It is always
a risky business to base the interpretation of historical events and
institutions on the study of words, especially since the meanings of words
evolve in ways that can only be determined from the context of a previously
understood history. Making precise judgments about the meaning of Greek words
in the later Patristic period is especially difficult, because the lexical and
grammatical features of the language in the early Christian centuries have,
until now, been only sketchily and inconsistently studied. Still, our knowledge
of Greek literary style and usage in the fourth and fifth
centuries—particularly in the imperial capital—suggests that one is justified
in looking to the classical form of the language, rather than later Byzantine
idiom, for help in understanding the nuances of official proclamations. It was,
after all, the language of Libanius and the Emperor Julian, of the great
fourth-century grammarians and lexicographers, as well as the language of the Cappadocian
Fathers—a language that was normally intended to be classical when used before
a discerning world. For this reason, I suggest that a more natural translation
of the third canon of Constantinople, in the context of classical usage, would
be the following: 'The Bishop of Constantinople shall have the prerogatives of
office (TOC TtpeaPeToc TTJ<; Tiufjc;) after the Bishop of Rome, because it
[i.e., Constantinople] is a new Rome.' And I believe that a careful reading of
the documents that form the broader context of this legislation—particularly
the acts of the Council of Chalcedon, where the meaning and implications of the
Bishop of Constantinople's privileges were discussed and specified in clear,
practical terms—confirms the intuition that a 'purely honorary' primacy for the
Bishop of either 'Old Rome' or 'New Rome' was not at all what the early
councils meant to define and confirm.
The
development of Church office in the early Christian community, as well as the
events and implications of the early councils, have been discussed in almost
overpowering detail; we cannot and need not do more here than highlight a few
aspects of that development, and of the discussions that surrounded it, which
may shed light on our argument.
1. The
Council of Nicaea (325), that first world-wide gathering of Christian bishops
which remained, for later councils, the norm of authoritative proclamation and
legislation, itself took important steps to regulate and define the relationships
of the major sees. Canon 6 of Nicaea laid down, as consistent with 'the ancient
customs' of Egypt and Libya, 'that the bishop of Alexandria should have
authority (8^ouaiocv) over all these [churches], since this is likewise the
custom for the bishop in Rome'.21 Similarly, the Council ordains, 'the prerogatives (7tpeaPeia)
are to be preserved for the Churches in Antioch and in the other provinces'. Apparently,
a first attempt was being made here to define canonically the precedence or
'seniority' of metropolitan sees: the churches in the capital cities of civil
provinces, with particular reference to the church of Alexandria, the centre of
both theological and jurisdictional crisis in 325. The normal Christian practice,
as reflected here and in the preceding canon, was for the bishops of the local
churches to gather for common concerns in synodal groupings parallel to each civic
province (eTtocpxia), under the presidency of the bishop of the province's
major city or metropolis; but the Bishop of Alexandria is recognized here as
having, by force of ancient custom, a wider jurisdiction: a seniority and an
authority over the four provinces of eastern North Africa that comprised most
of the civil 'diocese' of Egypt.22 The model given by the canon, in confirming this
extraordinary role for the Alexandrian bishop, is the authority of the Bishop
of Rome—presumably in his role in the provinces of central Italy.
The canon
then ordains, more generally, that 'in Antioch and the other provinces, the
prerogatives (rcpeaPela) of the Churches are to be preserved', and gives,
perhaps simply as a classic example, at least one important way in which the
normal pattern of super-episcopal authority is to be understood: if someone is made
bishop without the approval of the metropolitan bishop, 'the great
synod'—presumably the full assembly of the bishops of the province, meeting
twice a year and presided over by the metropolitan, as decreed in canon 5—is to
decide by vote whether or not he is to be recognized. 'The npEaPeia of the
Churches', and of metropolitans within them, both in Alexandria and elsewhere, clearly
has a juridical application here, precisely in the often contentious question
of confirming the appointment of local bishops.
Canon 7 of
Nicaea is also interesting as an illustration of how this same range of terms
is used in an ecclesial context. 'Since the custom and the ancient tradition
still holds good', it decrees, 'that the bishop in Aelia [Jerusalem] should
have rank (TiuaaGou: lit., 'be honored'), let him possess the consequences of
that rank (TT)V aKoX.oo0iocv zr\q ii\if\c,), while the proper dignity
(d^icoua) of the metropolitan [of Caesaraea] is preserved'.23 The ancient
status of the see of Jerusalem—insignificant since the early second century, but
now regaining its importance as a Christian centre—is to be recognized in a
practical way; yet how that role is to be realized concretely is here left
undefined, even though the canon obviously foresees a clash between the revived
rank of Jerusalem and the privileges of Caesaraea, the metropolitan see of
southern Palestine. Despite its vagueness, this canon seems to imply more than
the purely ceremonial rank some have seen in it;24 if the 'consequences of rank' confirmed here were not
of some practical import in the life of the Palestinian churches, there would
be no need to stress the continuing 'dignity' of Caesaraea as well.
2. The great
post-Nicene provincial Synod of Antioch, traditionally dated in 34i,25 carried this
definition of the authority of the 'metropolitan' bishop a step further. He is
to 'precede the others in rank (xfj xi(xrj JiporiyeiaGai)', according to canon
9, and to 'bear responsibility (xf|v <j)pOvTi5a ava8exeaGai) for the whole province';
this is interpreted as meaning that bishops within the province are not to do
anything 'without him', except what is strictly internal to their own local churches.
And the metropolitan, in turn, is not to act—again, presumably, outside the
boundaries of his own church—'without the approval of the rest [of the bishops
of the province]'.26 Although his jurisdiction is limited by the
obligation to consult the provincial synod, the Tijif) of the metropolitan
bishop is understood here, once again, to be more than a simply honorary title.
3. The main
agenda of the synod that gathered in Constantinople in 381, under the
sponsorship of the Emperor Theodosius I, is recognized by scholars today to
have been more than simply dogmatic: more than simply the reaffirmation of the faith
of Nicaea, through the Trinitarian lens of Cappadocian theology, and the
condemnation of the principal heresies of the late fourth century. In the
turbulence of the theological conflicts in the capital at the beginning of
Theodosius' reign, Maximus 'the Cynic' had managed to have himself ordained
bishop of the homoousian community there by a legate of Peter, Bishop of Alexandria—with
the long-distance support of Ambrose of Milan—in opposition to Gregory of
Nazianzus, homoousian Bishop of Constantinople, who was to preside over the
synod. Another prime sponsor of the gathering, Meletius of Antioch, had himself
struggled for some twenty years with Paulinus, the rival claimant to his see
who also had the backing of both the Roman and the Alexandrian Churches. Understandably,
this synod seems to have gathered in an anti-Alexandrian (and possibly an anti-Roman)
mood, and to have had from the start the clear purpose of reaffirming the
principles of non-interference among the regions of Christendom that had been laid
down at Nicaea and Antioch earlier in the century, but which had been widely
abused in the intervening decades.27 Gregory was, as always, a reluctant chairman, and
Meletius died during the early days of the Council; but the bishops
present—mainly from central, northern and eastern Asia Minor, and from Syria
and Palestine (all part of the Antiochene and Constantinopolitan spheres of
influence)—seem to have been determined to limit the ability of the Alexandrian
Church to influence the affairs of the other Eastern Churches in the future.
Canon 2 of
Constantinople extended the ancient principle of a territorially limited
jurisdiction over groups of local churches, formally enunciated at Nicaea, from
the provincial level to that of the civil diocese or region. The canons of
Antioch had proposed guidelines for appeals by bishops to 'greater',
super-provincial episcopal gatherings if they should be unwilling to accept
decisions of their own provincial synods on disputed issues, but they did not
define just how those 'greater' gatherings were to be composed.28 This canon now
clarified the same principle, expressly on (civil) diocesan lines, by insisting—doubtless
with Alexandria primarily in mind—that no bishop may 'go beyond' his diocese to
share in any administrative activity (oiKOvouia) or to participate in
ordinations, unless he is specially invited. Explicitly listed here are the
five civil dioceses of the Greek-speaking part of the Empire: Egypt (the
northeastern corner of Africa), Oriens (including the Levant, Syria, and
Palestine), Pontus (northern and eastern Asia Minor), Asia (western and southern
Asia Minor) and Thrace (the eastern tip of Europe south of the Danube). Only
the diocese of Egypt is spoken of here as having a single bishop as its administrative
head; responsibility in the other four is attributed simply to 'the bishops',
which presumably refers, at least in principle, to new, super-provincial or
diocesan synods.29
But while the
leadership of the Bishop of Antioch in the diocese of Oriens would certainly be
felt under such a new, regional system,30 the three smaller dioceses of the north, of Asia
Minor and Greek-speaking Europe, had now been officially recognized as
super-provincial ecclesial units without having parallel, traditionally recognized
centres of gravity. The implication seems clear enough: Constantinople, the
imperial capital on the Bosporus, the 'New Rome' of the Christian Empire, would
be expected to fill the vacuum of Church leadership in those regions. Without
explicitly defining the terms of Constantinople's influence or focusing it
directly on this area, canon 3 of the Council of 381 seems to follow naturally
from this line of thought; it not only sets the stage for the development of
such a 'northern' centre of authority, but ranks it second after 'Old Rome' in
order of importance—ahead of both Alexandria and Antioch. The foundation of the
'patriarchal' system that would be canonized by Justinian in the sixth century
had now been laid.
4. After 381,
the bishops of Constantinople were not slow to begin using their newly
enunciated 'seniority' or 'prerogatives of office' in a practical way.31 In 394, for
instance, Bishop Nectarius of Constantinople presided at a synod in the
capital, attended by the bishops of both Alexandria and Antioch, at which the
agenda included a discussion of the affairs of the Church of Bosra in Arabia—part
of the diocese of Oriens (and therefore in the 'patriarchal' region of
Antioch), under the metropolitan jurisdiction of Caesaraea, and in the acknowledged
sphere of influence of Jerusalem! John Chrysostom, at the start of the next
decade, ordained bishops in all three of the 'smaller' dioceses of the north, as
did his successors Atticus (406—25) and Proclus (434—46).32 In a decree of
14 July, 421, the Emperor Theodosius II placed the province of Illyricum (today
northern Greece) under the ecclesiastical supervision of the Bishop of
Constantinople, even though it had, for some sixty years, been supervised by
the Bishop of Rome through his legate, the Bishop of Thessalonica; Theodosius' reason
was that Constantinople 'enjoys the prerogatives (praerogatoa =
7tpeaPeva) of Old Rome'.33 Pope Boniface I persuaded Honorius, Theodosius'
Western colleague, to countermand this decree, but it was clear that the thinking
in the Eastern capital, of both bishop and emperor, was moving in the direction
of real, formally recognized super-provincial jurisdiction for the see of Constantinople,
at least in the matter of episcopal ordinations. The 'office' of being bishop of
the imperial city was already understood to have practical consequences far
beyond the Bosporus, even before those powers were canonically defined.
5. This
definition was begun in earnest at the Council of Chalcedon (451). Doctrinally
and politically, that gathering also meant defeat for the Church of Alexandria
and its ambitious bishop, Dioscorus. After the completion of the dogmatic
statement on the person of Christ, and the enactment of a number of
disciplinary canons, a smaller group of 185 Greek-speaking bishops—mainly from
the three smaller dioceses of the north34—passed
a resolution on 29 October, 451, defining more exactly the prerogatives (rcpeaPeia)
of the Bishop of Constantinople in the wider Church.36 This
resolution, which eventually came to be known as the 28th canon of Chalcedon,
begins with a declaration of intent to follow both 'the definitions of the
Fathers'—a phrase which probably refers to canon 6 of the Council of
Nicaea36—and the legislation of the Council of Constantinople. 'The Fathers
have rightly recognized37 the
prerogatives' of 'the throne of the older Rome' because of the city's imperial
status, and the 'hundred and fifty' at Constantinople followed the same
reasoning in giving 'equal prerogatives (m i'cra 7tp£ap"eia) to the
most holy throne of new Rome': its growth to second status on the political
stage calls for it to 'be magnified, as [Rome] is, also in ecclesiastical
matters'. The decree then spells out at least two major jurisdictional
dimensions of these prerogatives: the bishops of Constantinople shall, from now
on, ordain all the metropolitan bishops of the three northern imperial
dioceses, leaving it to these metropolitans to ordain the bishops of their own
provinces; and the bishops of Constantinople shall also ordain the bishops of
the 'barbarian' or mission regions, dependent on these dioceses but outside the
borders of the Empire.
Canons 9 and
17 of the council, previously approved by the full assembly, had spelled out
another new aspect of Constantinople's super-provincial jurisdiction, by
allowing a bishop who had a canonical complaint against the metropolitan of his
province to appeal either to 'the exarch of the diocese'—the metropolitan, presumably,
of the diocese's main city—or to 'the throne of Constantinople'.38 It is not clear from the text whether this arrangement
is meant simply to apply, like the jurisdictional details of 'canon 28', to the
three smaller Eastern dioceses, none of which could claim an ancient ecclesiastical
point of reference at its centre with the prestige of an Alexandria or an
Antioch, or whether it is intended to recognize the see of Constantinople as at
least an alternative court of appeal for bishops throughout the Greek-speaking
world.39 The result, in any case, of
these three canons of Chalcedon was to provide a first canonical definition of what
would be called, from the sixth century on, the 'Patriarchate' of the capital
city. And Bishop Juvenal of Jerusalem, who, through private negotiations with
the Bishop of Antioch at the time of the council, succeeded in defining his own
see's super-metropolitan jurisdiction within the three provinces of Palestine,40 joined with these three canons in setting the
stage for the classical theory of the Pentarchy, which would begin to be articulated
in the time of Justinian.
6. In
themselves, of course, these jurisdictional measures only provide us with a
sketchy structural outline of the way the 'primacy' of these episcopal sees was
meant to function; they tell us nothing of the motivation behind them, or the
fears and expectations they aroused, and give us little information on what
contemporaries considered to be their real relevance. Legislation always needs
to be contextualized if its meaning and force is to be understood; and since
the Acta of Chalcedon—thanks to Justinian's apologetic efforts during the following
century on behalf of the Council's Christology41—have
been preserved with a fullness unparalleled in ancient or medieval
Christianity, they provide the best contextual guide to how the terminology of
'honor', 'primacy', and 'power' was understood, in Latin and Greek, at the time
of the Council and its reception.
If one
compares the Greek and Latin texts of the debates and documents of Chalcedon on
this issue, one cannot help but be struck by the fluidity with which terms
implying rank and honor are used. The letter of the assembled bishops to Pope
Leo at the end of the Council, for instance, speaks of the TipeaPeTa or
privileges which the Council has accorded to the see of Constantinople, second
now to those of Leo himself; the Latin translation of Rusticus the Deacon
renders this by honores, while an earlier Latin translation speaks
instead of primatus,42 When the Roman legates and the Greek secretary of the
Council each read aloud the text of canon 6 of Nicaea at the start of the
debate on the resolution in session 17, the Latin version (which seems to
represent a late fourth-century translation of the Nicene canons43) translates the original word used there for
the rights of metropolitan bishops, TtpeaPeia, by primatus, which in
turn is rendered back, in the Greek version of the Acta of Chalcedon, by
7tpayteia.44 Primatus,
in fact, seems to be used rather broadly in the Latin Acta to signify 'chief
responsibility', final executive or judicial power: so the imperial letter
appointing Dioscorus to preside over the quasijudicial proceedings of the Synod
of Ephesus in 449, and included in the Chalcedonian dossier, grants him 'authority
and primacy' (xr|v aoGevtiav mi TCX npcoxEia = auctoritatem et primatum^); the
monk Eutyches' role, as superior of his community, is also referred to in the
Latin translation as primatus.*6 Perhaps most significant of all, Rusticus' Latin
version of canon 3 of Constantinople, as read by the secretary in session 17,
translates the phrase 'primacy of honor' (7rpEapeia xf\c, Tijifjq) as primatus
honorem ('the honor of primacy' or 'the status of seniority'): for this
sixth-century Latin writer, at least, the 'precedence' implied in rcpeapEia was
sufficiently close to the 'honor' it conferred to allow the two terms to be
reversed without altering the meaning of the phrase. 'Primacy' and 'honor'
seem, for him at least, to be synonyms.
In all this
shifting usage of Greek and Latin terms, it is clear that being 'first' implied
much more practical consequences for the bishops of the mid-fifth century than
wearing a Phrygian cap or riding a horse. In his stern letter of protest on the
primacy resolution, written in the spring of 452 to Bishop Anatolius of Constantinople,
Pope Leo complained that the new structure infringes the privilegia honoris (TtpeaPeia
Tfjq Tiufj<;) confirmed at Nicaea for the bishops of Alexandria and Antioch:
now, in effect, they are deprived of proprio honore and 'subordinated to your powers'
(iuri tuo subditi).47 To Maximus, Bishop of Antioch, Leo wrote a year
later, urging him to take steps to affirm the traditional privilegia of
his Church. Even if the merits of bishops vary through the years, Leo observes,
'the rights (iura) of their sees remain, and the ambitious may perhaps
trouble those sees, but cannot lessen their worth (dignitatem)'.48
For the
Eastern bishops who had voted for the resolution on 31 October, and who
explained their reasons during the debate the following day, these primatial
rights or 7ipeCTPeia of the see of Constantinople meant above all the right to ordain
bishops. So five of the thirteen who spoke on the subject—all from
provinces in Asia Minor and all from cities at some distance from the capital—pointed
to the fact that they, and in several cases two or three of their predecessors,
had been ordained by the Bishop of Constantinople.49
And the right to ordain clearly implied, for them, not simply a
ceremonial custom, but the ability to act as referee—as well as the duty to
take unpopular decisions—in the struggles over episcopal succession that racked
so many small Hellenistic cities.50
What was at
stake, in fact, was not simply 'moral authority' in the modern sense, but the
relationship of a powerful benefactor to a grateful and dependent protege,
closely analogous to the patronage that continued to play an important
role in the relationships of both individuals and cities to wealthy senators
and officials, even in the fifth and sixth centuries.51 To have been confirmed as a candidate for Church
office and ordained by an important metropolitan, especially if the election
process had been contentious, put both a bishop and his whole Church in that metropolitan's
debt. It made the local bishop his dependent, and so, in a very practical
sense, his client, with traditionally understood obligations of loyalty and
support. So Critianus of Aphrodisias defends his own support of the
Chalcedonian resolution in these terms: 'I gave my signature of my own free
will, wanting to follow the intentions of the holy Fathers [i.e., canon 3 of Constantinople]
and because I am a debtor (x.pecoo'TGuv) to that throne; I was ordained [by the
bishop of Constantinople], and my predecessors were, and our Church received its
whole patronage (Trpocnacria) from it.'52
Romanus of Myra puts the relationship more simply and more forcefully: 'I was
not forced to sign [the resolution]; I am glad to be under (vno) the
throne of Constantinople, since he gave me my position and he ordained me (amoc,
ue etiuriaev Kai aoxog ue £xeiPOT°VTlCTev)-'63
The one who confers an honor can expect, in the ancient Church as in the
ancient world, to receive both deference and higher honor in return.
This does not
mean that the bishops assembled at Chalcedon were unable to confer titles and
distinctions that were also purely honorary in the modern sense of the
term—lacking, that is, both canonical jurisdiction and recognized practical
influence. At the end of session 6, for instance, amid the cheers and self-congratulation
of the ceremony at which the Emperor and Empress formally received the
council's definition of faith, Marcian himself proclaimed that the city in
which this definition was forged—simply a small town of Bithynia, across the
Bosporus from the capital—should henceforth have honorary metropolitan status:
'In honor of the holy martyr Euphemia and of your holinesses,' he informs the bishops
assembled in Euphemia's shrine, 'we have decreed that the city of Chalcedon, in
which the holy faith has been confirmed by this synod, shall have the rank (npeaPeia)
of a metropolis; but we only wish to honor it with the name (6V6".<XTI \iov(i>
... Tiuf|(javTe<;), and the proper role (TOO oiKeiou &^i6uaTO<;)
of the metropolitan city of Nicomedia is to be preserved.'54
The brief fourteenth
session of the Council was dedicated to solving a jurisdictional dispute
between Eunomius, Bishop of Nicomedia, and Anastasius, Bishop of Nicaea, both
of whom—on the basis of custom and earlier imperial decrees—claimed metropolitan
rank in the province of Bithynia, and the rights of ordination and patronage
that flowed from it. The judgment of their fellow bishops was that the Bishop
of Nicomedia, the see of more ancient importance, should have 'the full
authority (OCUOEVxia) of metropolitan' in the province, 'and the bishop of
Nicaea shall have only the honor (TT|V Tiur)v novr|v) of metropolitan, but
shall be under the authority (C)7iOKEiu£VOv) of the bishop of Nicomedia in the
same way as all the other bishops of the province'.55 A 'purely honorary' rank
among the churches, in other words, was certainly possible in the fifth
century; but the language that recognizes it must be explicitly and rather
laboriously nuanced' in order to show that the Tinf) in question is not endowed
with its normal powers. In the absence of such periphrasis, it is to be presumed
that 'honor' and 'rank' have practical consequences in the structure of
authority.
Even a brief
look such as this at the language of 'honor' and 'primacy' in the debates of
Chalcedon may help us to understand more clearly not only the controversial
resolution of 29 October, 451, and the canon of Constantinople which it claimed
as its precedent, but also the precisely worded judgement by which the imperial
commissioners, who presided at the following day's debate of the resolution,
expressed their understanding and approval. From what had been argued in the
debate, they concluded 'that according to the canons, the first place (xd
7tpcoT8ia) and the highest rank (TT)V EcaipeTOV xiuf)v) before all others (npo
mxvTCOV) is reserved to the archbishop56
of the older Rome, beloved of God; and that the most holy archbishop of the
royal city of Constantinople, New Rome, enjoys the same prerogatives of office (xcov
OCUTCOV TtpsaPeicov xfjc; xi\if\q = eisdem primatibus honoris)'.57 They then proceed
to spell out in some detail what these 'prerogatives of office' entail: the
Bishop of Constantinople shall have 'full and supreme authority' (&E,
auBevxiai; e^ouaiav = potestatem) to ordain the metropolitans of the
three civil dioceses of Asia, Pontus, and Thrace, once they have been duly
elected by the 'clerics, landowners and distinguished men of each metropolis,
and then chosen by all or a majority of the reverend bishops of the province ...’58 The Bishop of Constantinople is to ordain
each metropolitan, either in the metropolitan city or in the capital; and with that
right of ordination, as the discussion at Chalcedon and as the practice of the
preceding seventy years attests, came the duty of approving the elected
candidates for metropolitan sees and of making an authoritative judgement in
disputed elections. The commissioners stress, however, that he is not to become
involved at all in the elections or ordinations of local bishops—i.e., those below
metropolitan rank—within these civil dioceses.59 No further mention is made of the ordination of bishops
for 'barbarian' territories, presumably because this was clear in itself and
less controversial.
Read in this
way, the v|/fj4>o<; of 29 October, 451, was both an affirmation and a
restriction of the ecclesiastical patronage practiced by the bishops of the
Eastern capital since the 390s. Like canon 6 of Nicaea, the super-metropolitan
rights of Constantinople are defined here with the help of a reference to the
older, parallel rights of 'Old Rome', in Italy and the West.60 In the three
northern dioceses of the East, at least, 'New Rome' is to enjoy the same
effective status, the same 'prerogatives of office', that the older Rome enjoys
in its own geographical sphere of influence. Yet on the wider stage of
Christendom, the hallowed traditional 'firstness' of 'Old Rome' is still to be
respected; the i a a npeapeux of Constantinople, as defined by this resolution,
are in no sense to be seen as a contradiction of the e^aipSToq Ti|af), the
primary position of honor and influence in the world Church, of the Bishop of
Rome.
The clarity
of the imperial commissioners' reading of canon 28 of Chalcedon helps clarify,
in turn, what was and what was not behind Rome's strongly negative reaction to
the resolution. As soon as the text was read, on the morning of 30 October,
451, Leo's delegates, Paschasinus and Lucensius, protested that it was both an
'affront' (iniuria) to the Roman see and 'a violation of the canons' [canonum
eversio).61 Yet
the problem cannot have been that the resolution had failed to acknowledge the
traditional 'first place' of the Roman bishop, or that it canonized the
primatial function which the bishops of Constantinople had, in fact, been exercising—with
Rome's tacit acceptance—for some seventy years.62 Both of these primacies, by now, were beyond
question.
The problem
for the West, apparently, lay both in the resolution's argumentation and in the
precedents it cited. By emphasizing the third canon of Constantinople as a
normative antecedent, the resolution implied official acceptance, as law, of
the canons of a council that had not yet been formally received by the Western Church,
and probably not even by the Church of Alexandria. The Western delegates had apparently
been prepared to accept the solemn invocation of Constantinople I as a
precedent for the Chalcedonian definition of Christological faith, presumably because
this was simply a variant of a widely-used Eastern baptismal creed, which
reaffirmed the basic teaching of Nicaea and developed it more fully with
respect to the Holy Spirit.63 But they were much more wary of giving official
recognition to Constantinople's disciplinary measures.64 To set it
alongside Nicaea as a source of binding canonical tradition, as well as a supplementary
witness to right faith, was to alter the perspectives of that tradition, to
raise a second episcopal gathering beyond the status of the various synods of
the mid-fourth century, and to attribute to it the normative value that until
then was attributed only to Nicaea. Thus Lucensius' first question, after
hearing the text of the resolution, was not simply whether the bishops who had
signed it had done so free of compulsion—a question one might well ask when the
privileges of the emperor's own city were at stake—but why they 'had been
forced to give their signatures to canons not included in the official
collection {non conscriptis canonibus)' .65
Perhaps more
serious were the objections Leo and his delegates raised to the way in which
the resolution argued for the reasonableness of its measures. The framers of
the text clearly went out of their way to suggest that all primacy in the
Church, at least in the concrete details of its practice, is founded on
political realities, and therefore must be adjusted as those realities change:
'The Fathers rightly recognized the prerogatives of Old Rome because that city
reigned supreme; moved by the same purpose, the 150 bishops [at Constantinople,
381], beloved of God, gave the same prerogatives to the most holy throne of New
Rome, rightly judging that a city honored by the imperial rule and by the
Senate should enjoy equal privileges with the older royal Rome, and in
ecclesiastical matters should be elevated as [Old Rome] is, being second after
it ...'66 Leo's
repeated insistence, in the years that followed the Council, that the ancient
order of the Churches, officially sealed by canon 6 of Nicaea, could never be
changed,67 seems
to have grown out of his sense of the continuity and integrity of apostolic
tradition, and of his consciousness of his own role as being, above all, the
guardian of that tradition.68 His 'Petrine' office, as he understood it, was the
obligation to be the personal and abiding foundation of a different, more
lasting order than that of the Roman Empire. 'May the city of Constantinople have
its own glory, as we hope,' he wrote to the Emperor Marcian in 452, 'and by the
protection of God's hand may it enjoy your Clemency's constant imperial rule;
nonetheless, the order (ratio) of the things of the world is one thing,
and that of the things of God another, nor will there ever be a stable edifice
except that built on the rock which the Lord laid as a foundation.'69 It was not the confirmation of
Constantinople's 7tpeaPeia Tfj<; uufji; in themselves, in other words, to
which Leo objected in the Chalcedonian resolution—not to the establishment of
Constantinople's 'pariarchal' jurisdiction of the northern dioceses and the
areas beyond the frontier—but the resolution's attempt to rearrange the global
order of precedence among the great sees which had been canonized by ecclesial tradition
and the Council of Nicaea, and the subordination of the ecclesial to the
political order that such an innovation, in his view, implied. The reasoning of
the resolution opened the way to 'dissolving all the Church's rules (dissolvi
omnes ecclesiasticas regulas)', he wrote to his Eastern
representative, Bishop Julian of Kios, and in doing so it ultimately could only
mean 'the destruction of the Church's constitution (excidium ecclesiastici
status)'.70
7. In the
end, Anatolius and the Emperor did not insist on the reception of the
Chalcedonian resolution as binding, and good relations between the Churches were
restored.71 Nevertheless,
the Bishops of Constantinople continued to make wide use of their ecclesiastical
position, in both an 'honorary' and a 'real' way, during the decades that
followed Chalcedon. Patriarch Acacius, for instance, himself ordained Calandion,
a loyal Chalcedonian, as Bishop of Antioch in 479, during the early struggles
over the reception of the Council, despite the accepted canons and the misgivings
of Pope Simplicius.72 These actions may have been canonically irregular,
but they were necessary for the continuity of Chalcedonian orthodoxy in those
regions, as Simplicius himself conceded, and the Bishop of Constantinople took
responsibility for them.73 A decree of Emperor Zeno of 16 December, 477, revoking
all the ecclesiastical legislation of the usurper Basiliscus during Zeno's
forced exile, spoke of the Church of Constantinople as 'mother of our piety
[i.e., of the Emperor himself!] and of all Christians of orthodox religion' and
restored all the former 'prerogatives and titles (privilegia et honores)' which
its bishops had 'over the creation of bishops and the right of being seated
before others, and all the rest'.74 During the late sixth century, too, Bishop Acacius of
Constantinople was the first to use the title 'ecumenical Patriarch', a title
also applied to the bishops of Rome and Antioch in sixth-century imperial
correspondence, but later sharply rejected by Gregory the Great.75 While the
title probably denoted simply a Church leader of the highest rank, and of
imperial rather than local importance,78 its use suggests some sense of special pastoral
responsibility towards the whole Church, as well as a justification for
intervening even in the affairs of other Churches than one's own, in
extraordinary circumstances.
The Emperor
Justinian was capable of using both the traditional language of Roman 'primacy'
and the newer, pragmatic dominance of Constantinople in the Eastern empire as
'second' see in the interests of his own plans for imperial reunification. A
letter to Pope John I dated 5 June, 533—at the height of Justinian's attempts
to reconcile the anti-Chalcedonian opposition within the Church—assures the
Pope that 'we have taken steps that all bishops of the whole Eastern region
should be subject to (subicere) and united with your holiness' see', and
promises that he will keep the Pope informed of 'everything that pertains to
the state of the Churches, ... since [your holiness] is head of all the holy Churches'.77 The purpose of
the letter is to win the Pope's seal of approval for Justinian's own reading of
Chalcedonian Christology, which strongly emphasized the union of natures in the
single divine hypostasis of the Son—a position Pope John was quite ready to
confirm. Justinian, in turn, was willing to accord special favors to the Roman
See, even in the Eastern empire, such as his extension of the legal privilege
of praescriptio from 30 to 100 years for Papal properties there.78 On the other
hand, he formally confirmed the legislation of Constantinople I and Chalcedon
on the 'second place' of the Bishop of 'New Rome', specifying that the bishop
of the Eastern imperial capital should 'have a position of prior honor
(rcpcmnaaGai =praeferatur), before all others'.79 In practice,
Justinian tended to treat the bishops of Rome simply as Patriarchs of the West,80 and was not above
changing the boundaries of their super-provincial jurisdiction,81 or even
keeping Pope Vigilius under house arrest to force him to join in condemning the
'Three Chapters'. In matters of authority, the theologian-emperor was above all
a politician.
21 COD 8; Tanner
8 f.
22 Since well
before the time of Nicaea, the bishops of Alexandria apparently exercised
extraordinary 'patriarchal' power in the provinces of Upper and Lower Egypt,
Libya, and the Pentapolis, monitoring all episcopal elections and ordaining all
the bishops of the region, as well as virtually controlling the doctrinal and liturgical
life in these provinces. See E. Wipszycka, 'La chiesa nell' Egitto del IV secolo:
le strutture ecclesiastiche', Miscellanea Historiae Ecclesiasticae VI: Les
transformations dans la societe chretienne au IVe siecle (Congress of
Warsaw, 1978; Brussels, 1983), 182—201; cf. R. Williams, Arius. Heresy and
Tradition (London, 1987), 42-45, and further references cited there. On the
original intent of the sixth canon of Nicaea, see H. Chadwick, 'Faith and Order
at the Council of Nicaea: a Note on the Background of the Sixth Canon', Harvard
Theological Review 53
23 COD 8; Tanner
9.
24 E.g.,
Jouassard (above, n. 3), 489.
25 Eduard
Schwartz, however, argued that the canons of Antioch should not be associated
with the 'Dedication Synod' of 341 but with an earlier gathering, a few years
after Nicaea itself: Zur Geschichte der Alten Kirche und ihres Rechts (
= Gesammelte Studien 4, Berlin, 1960), 163, n. 1; 189-97; 241 f.
26 G. A. Rhalles
and M. Potles, Syntagma ton Theion kai Hieron Kanonon 3 (Athens, 1853),
140 f.; the medieval Byzantine commentators point out the substantial agreement
between this canon and Apostolic Canons 34, which probably was
formulated later in the century {ibid.; cf. 2.45).
27 See esp.
Ritter (above, n. 2) 38 ff., 87 ff.; also Metropolitan Maximus of Sardis, Le
Patriarcat oecumenique dans I'eglise orthodoxe. Etude historique et canonique
(Theologie historique 32, Paris, 1975), 123 f.
28 Synod of
Antioch, cans. 12 and 14: Rhalles and Potles 3.146, 152.
29 So can. 6 of
Constantinople (COD 27 f.; Tanner 33 f.), which may well be the work of a synod
held in that same city the following year, defines the 'greater synod' as that
of all the bishops in a civil diocese: see Ritter 92, n. 1. Ritter rightly points
out here that the interest of the Synod, in can. 2, is not so much to set up new
organs of jurisdiction as to draw sharper limits to the spheres of influence in
which any bishop may expect to operate.
30 Depending on
how the Greek is punctuated, can. 6 of Nicaea could also be taken as
attributing to the Church of Antioch a special role of leadership in the diocese
of Oriens, similar to that of Alexandria but not further defined. Constantinople,
can. 2, clearly interprets the earlier canon in this sense: ' . . . The bishops
of the Orient should administer only the Orient, with the seniority (npEdPsta)
given to the Church of Antioch in t h e canons of Nicaea preserved ..." (COD
27.27-31; Tanner 31). Schwartz saw can. 6 of Nicaea not only as ambiguous, but
as deliberately so: 'Der sechste nicaenische Kanon auf der Synode von Chalkedon',
Sitzungsberichte der Preussischen Akademie der Wissenschaften,
philosophisch- historische Klasse 27 (Berlin, 1930), 636 and n. 1.
See also Chadwick (above, n. 22), 180-83.
31 For details
of the increasingly active role of the bishops of Constantinople in the affairs
of all the Eastern Churches from the 390s onwards, see Maximos of Sardis,
139—53.
32 Socrates, Hist.
Eccl. 7.28. See Emil Herman, 'Chalkedon und die Ausgestaltung des
konstantinopolitanischen Primats', Das Konzil von Chalkedon II, 472 ff.
33 Codex
Theodosiana 16.2.45,
T. Mommsen (ed.) I 2, 2nd ed. (Berlin: 1854, 852); cf. Codex Justiniana 11.21.1,
P. Krueger (ed.): Corpus Juris Civilis II (Berlin: 1888, 434).
34 For an
analysis of the geographical and political significance of the group of bishops
who signed the resolution known as canon 28, see Schwartz, 'Der sechste nizanische
Kanon' (above, n. 30), 614 f., n. 2.
35 COD 7s f.;
Tanner 99 f.; A C O I I , i , 4 4 7 , 1.28-448, I.17 ( G r e e k ) ; A C O I I
, 3, 541, H.3—19 (Latin). This text is referred to in the Ada of
Chalcedon simply as a 'resolution' (i|/fj(po<;), and probably was not intended
to be a formal enactment of the whole synod, but rather a policy decision by
the bishops of the dioceses of Asia, Pontus, Thrace, and Oriens, who were
principally affected by it. It was not included in sixth-century Greek
canonical collections, and was only 'received' as part of the canonical
heritage by canon 36 of the Synod 'in Trullo', in 692. See Schwartz, ibid. 613.
For a very full and nuanced recent discussion of the original intent and importance
of this canon, with extensive bibliography, see A. De Halleux, 'Le decret
chalcedonien' (above, n. 3), 288-323. On the dating of the discussion and
enactment of the resolution, I have followed Eduard Schwartz; De Halleux (290,
n. 9), however, returns to the more traditional dating of 30 Oct. and 1 Nov.,
451, following E. Chrysos, "H Sidta^i^ tcov cjuveSpuov xf\c, iv
X(XXKT|86VI OlKouueviKfji; Zuvooou', KXr|povouia 3 (1971), 275-81.
36 So Herman
(above, n. 32) 466 ff.; De Halleux 289. Maximos of Sardis prefers to take the
phrase simply as a reference to long-standing tradition: Le patriarchal
oecumenique (above, n. 27), 269.
37 The word used
here, arcoSeStbictxai, usually does not simply mean 'give' or 'accord', but
suggests the repayment of a debt or the assignment of what is due; the verb
used for the granting of 'equal prerogatives' to New Rome a few lines later,
however, ineveiuav simply means 'assign', 'apportion'. The framers of the resolution
were aware that they were canonizing a new institutional development. See De
Halleux 289.
38 For the text
of these canons, see COD 67, 11.18-40; 71, 11.1-24; Tanner 91, 95; ACO II, 1,
356, H.5-13; 357, II.17-24 (Greek); ACO II, 3, 533, I.26-534, 1.3; 535, H.19-28
(Latin).
39 Joannes
Zonaras, commenting on can. 17 of Chalcedon, limits the right of bishops to
choose to be judged by the Bishop of Constantinople to those living within his
'Patriarchal' area: i.e., those in the three 'northern' civil dioceses (PG '37-456A
2—11). For arguments of Byzantine and modern Orthodox canonists in favour of a
broader interpretation, see Maximos of Sardis, 191—253.
40 See S.
Vailhe, 'La formation du patriarcat de Jerusalem', Echos'd'Orient 13 (1910),
325-36; Herman (above, n. 32), 478 f.
41 On the origin
and character of the various versions of the Acta of Chalcedon, see especially
Schwartz, 'Der sechste nicaenische Kanon' (above, n. 30), 615-26.
42 Greek: A C O
I I , 1, 4 7 7 , I.15; L a t i n : A C O I I , 3 , 3 5 4 , I.12; 356, I.40.
43 See Schwartz
(above, n. 30), 627—31.
44 Latin : A C O
I I , 3 , 548, I.24; G r e e k : A C O I I , 1, 454, I.20.
45 Greek: A C O
I I , 1, 74, 11.19 f.; L a t i n : A C O I I , 3 , 4 9 , I.17. At session 3, Bishop
Julian of Hypaipon refers to Dioscorus' authority in 449 as TO Kupoi; (Latin: primatum),
and says the papal legate Paschasinus now possesses 'the authority (TO
Kupb<;; primatum) of the most holy Leo' (Greek: ACO II, 1, 224, 11.5,
9; Latin: ACO I, 3, 304, H.4, 7).
46 ACO II, 3,
173, H.s, 22 (for Greek riyeuoviav: ACO II, 1, 182, I.24 and 183, I.2); ACO II,
3, 165, I.22 (for Greek jipotcrtaaGoii: ACO II, 1, 176, I.19).
47 ACO II, 4,
60, H.6-11 ( = Ep. 106.2: PL 54.1003 A11-B6).
48 ACO II, 4,
74, II.1-3 ( = Ep. 119.3: PL 54.1043 A4-7).
49 These bishops
were: Romanus of Myra (Lycia, diocese of Asia); Seleucus of Amasea
(Hellenopontus, diocese of Pontus); Peter of Gangra (Paphlagonia, diocese of
Pontus); Marinianus of Synadoi (Phrygia Salutaris, diocese of Asia); and Critonianus
of Aphrodisias (Caria, diocese of Asia). See ACO II, 1, 455 f. (Greek); ACO II,
3, 550 f. (Latin). Only the first three of these were metropolitan sees;
the last two were ordinary bishoprics, in which the Bishop of Constantinople
would no longer have ordination rights according to the new resolution.
50 See the
revealing, if rather rambling remarks of Eusebius, metropolitan of Ancyra (and
apparently chief metropolitan or 'exarch' of the diocese of Pontus), in the
same debate: while insisting that he has never had any desire to get involved in
the business of episcopal ordinations personally, because of the conflicts involved,
he suggests that the only way to prevent violence and bribery would be to
canonize a system that allowed each provincial synod to solve its own problems internally.
The agents of the Bishop of Constantinople quickly argue him down. See ACO II,
1, 456, I.31-457, 1-3' (Greek); ACO II, 3, 551, I.13-552, I.7
(Latin).
51 On the
continued vitality of the patronage system in the late Roman Empire, both East
and West, see F. Tinnefeld, Die friihbyzantinische Gesellschaft (Munich,•977).
42 f-; J.-U. Krause, Spatantike Patronatsformen im Westen des Romischen Retches
(Munich, 1987), 8—20 (patronage of private individuals), 68—87 (patronage of
cities); A. Demandt, Die Spatantike. Romische Geschichte von Diocletian bis Justinian
(284-565 n. Chr. (Handbuch der Altertumswissenschaft 111/6, Munich, 1989),
286.
52 Greek: ACO
II, 1, 456, 11.24—27 (xpECOOicov t(p 8pov(p TOUTQ) ... KOti Ttpocrcotaiac; f\
tKKkr\oin f\[i&v TETOXEV); Latin: ACO II, 3, 551, 11.1-3 (debitor
huius sedis existens...et omne patrocinium nostra ecclesia promeretur). This
language of indebtedness for favours from above echoes the classical Roman view
of the attitude a client or protege should show towards his patron: see R. P.
Sailer, Personal Patronage under the Early Empire (Cambridge, 1982),
15—18.
53 Greek: ACO
II, 1, 455, H.30-32; Latin: ACO II, 3, 550, H.8-10.
54 Greek: ACO I,
1, 353, H.35-38; Latin: ACO II, 3, 439, H.i-5-
55 Greek: ACO
II, 1, 421, 11.27-30; Latin: ACI II, 3, 509, II.29-32. On the position of
Chalcedon and Nicaea, as well as of Nicomedia, in the official Notitia Episcopatum
of the Church of Constantinople in later centuries, see H.-G. Beck, Kirche
und Theologische Literatur im Byzantinischen Reich (Munich, 1959), 165 f.
56 On the early
use of this title, see Maximos of Sardis (above, n. 27) 76 f.
57 Greek: ACO I
I , 1, 457, H.33-36; Latin: ACO I I , 3, 552, H.10-12.
58 Greek: ACO
II, 1, 457, H.36-40; Latin: II, 3, 552, H.12-15.
59 Greek: A C O
I I , 1, 4 5 8 , H.4-8; L a t i n : A C O I I , 3 , 552, 11.19-22.
60 For classic
discussions of the various levels of patronage or spheres of influence in which
the Roman bishops exercised their power in the fourth and fifth century, see P.
BatifTol, Cathedra Petri (Unam Sanctam 4, Paris, 1938), 41—79; and C.
Vogel, 'Unite de l'eglise et pluralite des formes historiques d'organisation ecclesiastique
du I He au Ve siecle,' in L'Episcopat et I'Eglise Vniverselle, Y. Congar
and B.-D. Dupuy (eds.) (Unam Sanctam 39, Paris, 1962), 591—636.
61 ACO II, 3,
553, I.3; Greek: ACO II, 1, 458, II.20 f.
62 See De
Halleux (above, n. 3) 300—304; Maximos of Sardis (above, n. 27) 253. Note
Lucensius' sarcastic question, after hearing the draft of the resolution: 'They
say this [privilege] was established eighty years ago. If they have made use of
its prerogatives for all this time, what more do they need now? If they have
never used them, why do they seek them?' see ACO II, i, 454, 11.3 f. (Greek);
II, 3, 548, U.3—5 (Latin). Leo complained to the Empress Pulcheria, in fact, in
July of 451, that Dioscorus and the synod of Ephesus (449) had stripped some
people (presumably Flavian of Constantinople above all) of their privilegium
honoris (ACO II, 4, 51, H.4—7); a t the third session of Chalcedon, the
Roman legates charge Dioscorus with having 'taken the primacy into his own
hands' (au9evTf|aot<;; praesumens sibi primatum) in receiving
Eutyches into communion, so doing injury to both Leo and Flavian, who had
lawfully excommunicated him! See ACO II, 1, 224, I.29 (Greek); ACO II, 3, 304,
11.26-28 (Latin).
63 See J. Lebon,
'Les anciens symboles dans la definition de Chalcedoine', Revue d'histoire
ecclesiastique 37 (1936), 809-76, esp. 810 f., 859 ff., 874; J. N. D.
Kelly, Early Christian Creeds (London, 1950), 299-305, 317 f., 322-31,
344-48.
64 Rome had been
unwilling to recognize the validity of the disciplinary canons of
Constantinople I even at the time of their first enactment. The Roman synod of
382, held under Pope Damasus, responded to can. 3 of Constantinople by reaffirming
the traditional order of the great sees implied in can. 6 of Nicaea. For the
text of this Roman resolution, with commentary, see P.-P. Joannou, Die Ostkirche
und die 'Cathedra Petri' im 4. Jahrhundert (Papste und Papsttum 3; Stuttgart,
1972), 285—89.
65 ACO II, 3,
547, 11.23 '• (Latin). See Leo's similar remark in his letter to Anatolius of
Constantinople of May 22, 452: ACO II, 4, 61, 11.13—18. The Greek text of the
discussion of 30 October 451, significantly omits the suggestion that the third
canon of Constantinople I was 'not officially received': ACO II, 1, 453. H-33
ff-
66 Greek: ACO
II, 1, 448, 11.3-9; Latin: ACO II, 3, 541, H.7-13.
67 See, e.g.,
his letters to the Emperor Marcian, of 22 May 452: ACO II, 4, 56, H.20-27; to
the Empress Pulcheria, of the same date: ibid. 58, I.33—59, I.2; to Anatolius,
of the same date: ibid. 60, 11.16—21; 61, 11.1—9; to Julian of Kios, of
the same date: ibid. 62, 11.14—17; to Maximus of Antioch, of 11 June
453: ibid. 73, H.34 £; 74, H.5—9.
68 On Leo's
understanding of his own 'Petrine' office primarily as guardian and proclaimer
of the whole Church's continuing tradition, and particularly as defender of the
work of earlier councils, see H.-J. Sieben, Die Konzilsidee der Alten Kirche
(Paderborn, 1979), 124—35.
69 ACOII, 4, 56,
II.13-17.
70 ACO II, 4,
62, II.16, 21 ( = Ep. 107: PL 53.1009 B13-16). For a revival of A.
Wille's suggestion that Julian may be bishop of Kios in Bithynia, not far from Chalcedon
and the capital, rather than from the Aegean island of Kos, see W. H. C. Frend,
The Rise of the Monophysite Movement (Cambridge, 1972), 147, n. 2.
71 See the
letter of Anatolius to Leo, April 454 (Leo, Epist. 132: PL 54.1084 A5-B7),
and Leo's reply of 29 May 454 (Epist. 135: ACO II, 4, 88, 11.22-39).
72 See Simplicius'
letters to Emperor Zeno on this issue, Collectio Avellana 66 and 67, O.
Guenther(ed.), CSEL 35 (Vienna, 1895) 148,1.14-149,1.5; 150,11.1—22.
73 On the
growing dominance and active leadership of the Patriarchate of Constantinople,
even in the regions traditionally dominated by Antioch and Alexandria, during
the late fifth and sixth centuries, in the face of growing popular dissent
against Chalcedonian Christology, see H.-G. Beck, 'Die Fruhbyzantinische Kirche',
in H. Jedin (ed.), Handbuch der Kirchengeschichte II\2: Die Reichskirche
nach Konstantin dem Grossen (Freiburg, 1982), 75 ff.
74 Codex
Justinianus 1.2.16,
P. Krueger (ed.) (above, n. 33), 14B46-51. One should note again the connection
here between the power to confirm and confer Church office and the publicly
recognized rank or precedence of the one who has that power.
75 For
literature on this title, see Michel (above, n. 2) 494; more recently, see C.
Dagens, 'L'eglise universelle et le monde oriental chez Gregoire le Grand', Istina
20 (1975), 457—75; A. Tuilier, 'Gregoire le Grand et le titre de Patriarche
Oecumenique', in J. Fontaine, R. Gillet and S. Pellistrandi (eds.), Gregoire
le Grand (Colloque de Chantilly, 1982; Paris, 1986), 69—81.
76 So Henri
Gregoire, 'Notules II: Patriarche ecumenique', Byzantion 8 (1933), 57O
f.
77 Codex
Justinianus 1.1.8.9,
"1 Krueger (above, n. 33) 11 A24f., 32—38.
78 Nov. 9, of 13
April, 535, R. Schoell and G. Kroll (eds.), Corpus Juris Civilis III (Berlin,
1912), 91. The reason for this privilege is that Rome is both the 'source of
laws' and the 'summit of the high priesthood' (summi pontificatus apex); it is
only appropriate, then, for that priesthood to receive the law's special
favour.
79 Nov. 131.2,
of 18 March, 545 (ibid. 655, 9—14).
80 So Michel
(above, n. 2), 494. On the development of the canonical theory of the
Pentarchate, and of Patriarchal jurisdiction in general, see Maximos of Sardis
(above, n. 28), 288—302. For astute reflections on the conception of
Patriarchal jurisdiction in relation to traditional Latin ideas of Papal
primacy, see Y. Congar, 'Le Pape comme patriarche d'Occident. Approche d'une
realite trop neglige', Istina 28 (1983), 374-90.
81 See Nov. 11,
of 14 May 535 (Schoell and Kroll 94), setting up a new, ecclesiastically
independent region in the provinces south of the Danube, under the supervision
of the bishop of his new city, Justiniana Prima. This limitation of the Roman
see's authority came at about the same time as the grant of special privileges
for Roman real estate mentioned above!
III. Concluding Reflections
This brief
consideration of the origins of the phrase 'primacy of honor', and of its
implications in the two centuries that surrounded its first use as a canonical
term, raises many more issues than it has been possible even to touch on here:
issues of authority and structure in general in the early Church, of the
relations of East and West, of the developing roles of Popes and Patriarchs in late
antiquity and the early Middle Ages.82 The purpose here has simply been to illustrate the
original point: that what was at stake in these first discussions of 'primatial'
privilege and power in the Church was not simply ceremonial practice or even
'moral' authority alone, but jurisdiction—practical leadership—in a very real sense.
In fact, it seems that the distinction between authority and jurisdiction, that
is between prestige or honor or status, on the one hand, and the ability to make
decisions that bind—in other words, to end disputes and ratify elections, and
to 'lay down the law'—on the other, was not at this time clearly made in many areas
of Roman society, let alone in either the Eastern or the Western Churches.83 In an age in which
the patronage system still functioned, often under other names but nonetheless
with reliable consistency,84 and in an age, too, in which both synods and Patriarchs
were struggling to regulate customary procedures and relationships with the
limiting tools of canon law, the recognized position of an episcopal see was
clearly a matter of effective influence, of 'office', as well as of rank. The
reason that the 'primacy of honor' of the great sees, and the sequential
ordering of that primacy in the universal Church, was important enough to argue
about was precisely because it could—and, in some circumstances, did—make a
practical difference.
Our
difficulty, as modern Westerners, in grasping the full implications of the
phrase 'primacy of honor' is mainly due, no doubt, to the fact that we live in
societies in which honor and patronage are carefully distinguished—at least in
theory—from the judicial and executive power that are defined by constitutions and
realized in the impersonal functioning of bureaucracies. More deeply, perhaps,
our difficulty lies in the ambiguity of authority itself. Leadership, influence
on decisions that are made, and the role of being a pillar of ultimate recourse
in times of crisis are all the charismatic qualities of extraordinary people,
as much as they are the juridically definable roles of institutions.
Nevertheless,
even this rapid survey of the language and legislation used to describe the
developing role of the see of Constantinople among the Eastern Churches, its
new 'priority' and its relationship to the traditionally recognized 'priority'
of the older See of Rome, should make it clear that these early councils, bishops
and emperors were struggling to define a structure of Church authority that
would not simply rest on the personal charisms of individuals, or
exhaust itself in ceremony alone. When the bishops who were gathered in
Constantinople in 381, and in Chalcedon seventy years later, decreed that the
bishop of the Eastern capital should have the Tipeapeioc ifj<; ti|ifj<;
directly after the bishop of the older Rome, they were attempting, in a rather daring
way, to assure and confirm for both of them a position of eminent and
coordinated power within the rapidly evolving institutional structures of the
Christian Church. Whatever use the Churches make of this hoary phrase today, in
their delicate ecumenical discussions and in their own internal theological and
structural renewal, they must also take into account the very concrete
ecclesiological implications of its original meaning. If either 'primacy' or 'honor'
are to be genuine, they must still imply the ability to make a practical
difference.
82 A concise but
classic account of the developing understanding of primacy in the Eastern and
Western Churches, until the 'freezing' of positions on both sides in the
scholasticisms of the thirteenth century, is F. Dvornik, Byzantium and the
Roman Primacy (New York, 1965).
83 So Perikles
Joannou suggests that 'primacy' (which he defines as 'allgemeiner Vorrang')
meant, in the fourth century, that its possessor was first of all a judge of
last resort: 'hochster Richter im Glauben wie in der Disziplin'. Originally a matter
of custom and only later codified by imperial legislation, such 'primacy' found
its conceptual model in the role of the paterfamilias, 'der Vorrang des Familienaltesten',
Die Ostkirche und die 'Cathedra Petri' (above, n. 64), 19. This same model
lay behind the traditional understanding of patronage in civil society: see
Sailer, Personal Palonage (above, n. 52), 7—39.
84 See L.
Harmand, he Patronal sur les collectivites publiques des origines au
basempire (Paris, 1957), especially 467-73 (on the continuation of local
and civic clientage in the Eastern empire, from the fourth through the
tenth century). For a complete discussion of the ideology and functioning
of patronage, both personal and civic, in Roman society, see R. P. Sailer (above,
n. 52); P. D. Garnsey and R. P. Sailer, The Roman Empire. Economy, Society
and Culture (Berkeley and Los Angeles, 1987), 148—59; and A.
Wallace-Hadrill (ed.), Patronage in Ancient Society (London and New
York, 1989).
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